Investigations, Indictments and Guilty Pleas at Famous US Teaching Hospitals

Some of the US most prestigious academic medical centers have been receiving unusual scrutiny lately.

Mount Sinai Medical Center and New York - Presbyterian Hospital.

As reported first by the Wall Street Journal,
Federal prosecutors are investigating allegations that bid rigging and fraud at Mount Sinai Medical Center and New York-Presbyterian Hospital resulted in the hospitals awarding contracts worth tens of millions of dollars to outside contractors.

Purchasing officials at the hospitals, two of the city's largest and most prestigious, are alleged to have gotten more than a million dollars in payments from companies that were then given lucrative contracts to perform work such as re-insulating pipes and removing asbestos, according to documents filed in the Southern District of New York.

Nine contractors are involved in the case. So far, eight people and three companies supplying the hospitals have pleaded guilty to charges including bid-rigging, mail fraud and tax fraud. Three more people have been indicted on similar charges.

The Federal Bureau of Investigation and Internal Revenue Service have been investigating and the Justice Department's Antitrust Division is prosecuting the allegations in the case.

Some relevant specifics:
The most recent indictment, handed up by a federal grand jury April 6, involved the alleged awarding of more than $195,000 in maintenance and insulation contracts. Mario Perciavalle, associate director of plant services at Mount Sinai, is accused of taking at least $20,500 in cash from a Long Island City company in 2004 and 2005 in exchange for the company, unnamed in documents, winning the deals.

Prosecutors also are pursuing a case involving a former official at New York-Presbyterian, Salvatore Scotto-DiVetta, a supervisor at the hospital's Facilities Operations department. He pleaded guilty in March to rigging bids for re-insulation contracts, the Department of Justice said.

The next day, the Journal reported:
Two New York-Presbyterian Hospital officials and two contractors who did business with the prestigious hospital were indicted on fraud charges Tuesday in the latest cases stemming from a federal investigation into bid-rigging and fraud.

The indictment alleges that the hospital officials—Santo Saglimbeni of Armonk, N.Y., and Emilio Figueroa, whose hometown wasn't given—received payments and gifts in exchange for awarding contracts to certain companies.

And already the box score for this investigation increased:
As a result of the investigation, a total of five hospital employees, 10 people outside the hospitals and six companies have either pleaded guilty or face charges.

The comments by hospital officials had a familiar ring to anyone who has been following the hearings in Washington on the global financial collapse. From the first article:
A Mount Sinai spokesman said the hospital notified the Justice Department 'about the possibility of impropriety immediately after it was identified in an internal audit' and is cooperating with the investigation. The spokesman said the hospital dismissed the employee under investigation and instituted tougher contracting systems.

From the second:
New York-Presbyterian was an 'unknowing victim of these alleged crimes,' a hospital spokeswoman said. She also said that the staffers named in the indictment no longer work at the hospital, and it is cooperating with the investigation.

Partners Healthcare System

Just out today in the Boston Globe:
The US Department of Justice has opened a civil investigation into possible anticompetitive behavior by Partners HealthCare System Inc., the region’s most powerful hospital and physician network.

In a letter sent to Partners and the state’s three largest health insurers on April 19, investigators from the Justice Department’s antitrust division demanded documents relating to Partners’ 'contracting and other practices in health care markets in Eastern Massachusetts.'

The letter, obtained by the Globe, said the probe sought to determine whether the practices violated the Sherman Antitrust Act, which bars companies from using their market power to limit trade or artificially raise prices.

The background is:
Boston-based Partners has been under growing scrutiny because of its market power and ability to draw high prices from insurers. The company employs about 5,500 physicians and operates a half dozen smaller hospitals, in addition to their prestigious Harvard-affiliated Boston teaching hospitals, Mass. General and the Brigham.

Earlier this year, Attorney General Martha Coakley issued a report documenting that Massachusetts insurance companies pay some hospitals and doctors, including those in the Partners network, twice as much money as others for essentially the same patient care. The report pointed to the market clout of the best-paid providers as a main driver of the state’s spiraling health care costs.

A 2008 Globe Spotlight Team series focused on the Boston market found that hospitals such as Mass. General and the Brigham typically are paid 15 to 60 percent more for essentially the same work as other hospitals.

Soon after that series, Coakley launched her investigation into whether Partners and Blue Cross-Blue Shield, the state’s largest health insurer, may have illegally colluded to increase the price of health insurance statewide over the last decade, according to several legal and government sources.

And again, the official response had a familiarly evasive ring:
Partners spokesman Rich Copp yesterday noted that the hospital network already has supplied similar information to investigators from the state attorney general’s office, which launched its own review of Partners’ contracting practices last year. He noted in Partners’ defense that it vies with other providers in the area’s 'highly competitive' health care market.

'The Department of Justice has requested the same information that we have provided to the attorney general’s office,' said Copp. 'We will continue to cooperate with both government agencies during this ongoing analysis of health care in Massachusetts.'

Summary

So there it is.  Multiple indictments for and guilty pleas to charges of bid-rigging and fraud at two New York academic medical centers, and state collusion and federal anti-trust investigations of a Massachusetts hospital system.  The issues involve four of the most prestigious teaching hospitals in the US.

Of course, not all the indictments may result in convictions, and the investigations may not result in charges.  But this involves some institutions that at one time would have appeared beyond reproach.  The lack of clear denials from the inevitable official spokespeople, and attempts to deny responsibility for the actions of employees elsewhere identified as "officials" do not provide much reassurance.

Of course, readers of Health Care Renewal would have known that questions could be raised about leadership and governance of these once-revered institutions.  Questions could be raised about the incentives implied by the huge compensation given to the top hired executives at New York - Presbyterian, awarded by a board of trustees that includes some of the leaders of the more prominent failed finance corporations involved in the global financial collapse.  Questions could be raised about the dominant presence of finance leaders and possibly conflicted individuals on the Partners board, and apparent interlocks among Partners leadership and the leadership of the largest health insurer in Massachusetts, which was willing to pay that system so much.

Maybe, instead of lecturing the more lowly among us about our responsibilities to improve health care, the leaders of our previously most august health care institutions need to introspect more about their own responsibility to address the metastasis of "greed and incompetence" in health care from the financial sector.

Grains as Food: an Update

Improperly Prepared Grain Fiber can be Harmful

Last year, I published a post on the Diet and Reinfarction trial (DART), a controlled trial that increased grain fiber intake using whole wheat bread and wheat bran supplements, and reported long-term health outcomes in people who had previously suffered a heart attack (1). The initial paper found a trend toward increased heart attacks and deaths in the grain fiber-supplemented group at two years, which was not statistically significant.

What I didn't know at the time is that a follow-up study has been published. After mathematically "adjusting" for preexisting conditions and medication use, the result reached statistical significance: people who increased their grain fiber intake had more heart attacks than people who didn't during the two years of the controlled trial. Overall mortality was higher as well, but that didn't reach statistical significance. You have to get past the abstract of the paper to realize this, but fortunately it's free access (2).

Here's a description of what not to eat if you're a Westerner with established heart disease:
Those randomised to fibre advice were encouraged to eat at least six slices of wholemeal bread per day, or an equivalent amount of cereal fibre from a mixture of wholemeal bread, high-fibre breakfast cereals and wheat bran.
Characteristics of Grain Fiber

The term 'fiber' can refer to many different things. Dietary fiber is simply defined as an edible substance that doesn't get digested by the human body. It doesn't even necessarily come from plants. If you eat a shrimp with the shell on, and the shell comes out the other end (which it will), it was fiber.

Grain fiber is a particular class of dietary fiber that has specific characteristics. It's mostly cellulose (like wood; although some grains are rich in soluble fiber as well), and it contains a number of defensive substances and storage molecules that make it more difficult to eat. These may include phytic acid, protease inhibitors, amylase inhibitors, lectins, tannins, saponins, and goitrogens (3). Grain fiber is also a rich source of vitamins and minerals, although the minerals are mostly inaccessible due to grains' high phytic acid content (4, 5, 6).

Every plant food (and some animal foods) has its chemical defense strategy, and grains are no different*. It's just that grains are particularly good at it, and also happen to be one of our staple foods in the modern world. If you don't think grains are naturally inedible for humans, try eating a heaping bowl full of dry, raw whole wheat berries.

Human Ingenuity to the Rescue

Humans are clever creatures, and we've found ways to use grains as a food source, despite not being naturally adapted to eating them**. The most important is our ability to cook. Cooking deactivates many of the harmful substances found in grains and other plant foods. However, some are not deactivated by cooking. These require other strategies to remove or deactivate.

Healthy grain-based cultures don't prepare their grains haphazardly. Throughout the world, using a number of different grains, many have arrived at similar strategies for making grains edible and nutritious. The most common approach involves most or all of these steps:
  • Soaking
  • Grinding
  • Removing 50-75% of the bran
  • Sour fermentation
  • Cooking
But wait, didn't all healthy traditional cultures eat whole grains? The idea might make us feel warm and fuzzy inside, but it doesn't quite hit the mark. A recent conversation with Ramiel Nagel, author of the book Cure Tooth Decay, disabused me of that notion. He pointed out that in my favorite resource on grain preparation in traditional societies, the Food and Agriculture Organization publication Fermented Cereals: a Global Perspective, many of the recipes call for removing a portion of the bran (7). Some of these recipes probably haven't changed in thousands of years. It's my impression that some traditional cultures eat whole grains, while others eat them partially de-branned.

In the next post, I'll explain why these processing steps greatly improve the nutritional value of grains, and I'll describe recipes from around the world to illustrate the point.


* Including tubers. For example, sweet potatoes contain goitrogens, oxalic acid, and protease inhibitors. Potatoes contain toxic glycoalkaloids. Taro contains oxalic acid and protease inhibitors. Cassava contains highly toxic cyanogens. Some of these substances are deactivated by cooking, others are not. Each food has an associated preparation method that minimizes its toxic qualities. Potatoes are peeled, removing the majority of the glycoalkaloids. Cassava is grated and dried or fermented to inactivate cyanogens. Some cultures ferment taro.

** As opposed to mice, for example, which can survive on raw whole grains.

Judge Rejects Prosecutors' Lenient Settlement of the Case of the Hidden Defibrillator Defects

We just discussed the proposed settlement of a case in which the Guidant subsidiary of Boston Scientific was alleged to have withheld information about defects in its implantable cardiac defibrillators that were associated with six patient deaths (see next most recent post here with more complete summary).  The devices were manufactured in 2000-02, and the issue first became public in 2005.  The proposed settlement included a seemingly large fine for the company. 

Now the New York Times has reported that the presiding judge has rejected the settlement as too lenient.
A federal judge in Minnesota on Tuesday rejected a plea agreement between the federal government and the Guidant Corporation, saying that the deal did not hold the company sufficiently accountable for an episode in which it sold potentially flawed heart defibrillators.

The ruling was a setback for the Justice Department, which had characterized the agreement as a demonstration of its get-tough approach to corporate crime. The deal called on Guidant to plead guilty to two misdemeanors and pay a $296 million fine, described as the largest by a medical device company.

But in his opinion, the judge, Donovan W. Frank of United States District Court said the provisions of the agreement were 'not in the best interest of justice and do not serve the public’s interest because they do not adequately address Guidant’s history and the criminal conduct at issue.'

The story brought several peculiar aspects of the settlement to light.

- The settlement seemed to ignore the most egregious misconduct alleged:
Recently, prosecutors charged in court papers that Guidant had knowingly sold potentially flawed defibrillators. But that issue was not addressed in the plea agreement. Instead, the company agreed to plead guilty to two misdemeanor charges that related to the completeness and accuracy of its filings with the Food and Drug Administration.

- It was not really the Guidant subsidiary that was going to plead guilty, but a new entity apparently constructed solely to "take the rap."
The company created to enter Guidant’s plea, Guidant LLC, existed only on paper.

In his ruling, Judge Frank took direct aim at that argument, suggesting it contradicted the Justice Department’s own public statements about the case. He noted that a department news release said Guidant’s plea deal was 'about accountability.'

Judge Frank wrote, 'The interests of justice are not served by allowing a company to avoid probation simply by changing their corporate form.'

So, the judge demanded that at least the company be put on probation, and possibly be required to do some good works:
Judge Frank said that prosecutors should have sought probation for Guidant and its parent, Boston Scientific. Probation would have required the companies to take certain steps, like helping to rebuild public confidence in the safety of heart devices, in addition to paying a fine.

The judge also outlined other provisions that might be suitable in a new plea deal, including charitable activities by Guidant to improve heart device safety and improve medical care among minority patients.

Daniel R. Margolis, a lawyer in New York who works on medical product cases, said that probation is effectively a way for a court to maintain some control over a company’s activities after it pays a financial penalty.

However, the judge felt he could not require prosecution of the actual people who authorized, directed, or implemented the misbehavior at issue.
After a hearing this month, several doctors and patients wrote to Judge Frank urging him to reject the deal and arguing that former Guidant executives should be criminally charged in the case. But Judge Frank noted in his ruling that it was up to prosecutors, not a court, to decide who should be prosecuted.

We have discussed a series of settlements and convictions resolving cases of alleged wrong-doing by health care organizations.  Almost none included any penalties for people who authorized, directed or implemented the bad behavior.  None of the financial penalties were so big as to be more than another cost of doing business for the organizations involved.  Some of the cases included gimmicks, like a subsidiary constructed only to plead guilty, that otherwise seemed to lessen accountability. 

Despite the US Justice Department's assertion of a new "get-tough" approach, this new settlement did not seem like any more of a deterrent to bad behavior than the parade of settlements that cam before, that is, until Judge Frank acted. 

We applaud the judge for trying to hold at least one large health care organization accountable for its misdeeds.  However, I again suggest that to truly reform health care, we need rigorous regulation of health care organizations that has the power to deter unethical behavior that may risk patients' health.

Pondering Leadership

This blog often talks about the failure of leaders in health care. The April, 2010, issue of Harvard Business Review boasts an entire "Spotlight" Section on this subject.

Perhaps the two most interesting articles in this section, both by big names--Atul Gawande and Tom Lee--among today's medical chattering classes, are entitled, respectively, "Health care needs a new kind of hero," and "Turning doctors into leaders." The first, an interview, first touts the good doctor's vaunted emphasis on checklists, then goes on to plead for improved training in team-play: "we don't train physicians how to lead teams or be team members."

The second, by Dr. Lee, is more substantive. The network president of Boston's Partners Healthcare System and CEO of Partners Community HealthCare, formed quite a while back by Brigham and Women's and MGH joining forces, Lee makes a longer version of the same argument which boils down, essentially to, "docs need to learn to play nice."

He starts with the plea we've heard so often before, it sounds like elevator music:
The problem with health care is people like me—doctors (mostly men) in our fifties and beyond, who learned medicine when it was more art and less finance. We were taught to go to the hospital before dawn, stay until our patients were stable, focus on the needs of each patient before us, and not worry about costs. We were taught to review every test result with our own eyes—to depend on no one. The only way to ensure quality was to adopt high personal standards for ourselves and then meet them. Now, at many health care institutions and practices, we are in charge. And that’s a problem, because health care today needs a fundamentally different approach—and a new breed of leaders.
Seems unexceptionable, as far as it goes. Maybe I'm just a crank who preceded Dr. Lee at his alma mater by, oh, say, a decade or so, but I'm feeling just a wee bit brassed off at hearing, yet again, Pogo's same tired old "we have met the enemy and he is us" plaint. Here it is, from Dr. Lee himself:
The usual suspects have surprisingly small roles. Greed and incompetence surely exist, but economists agree that they don’t account for double-digit annual cost increases on their own.
Oh really? So let me see here, what we really need is more folks like Tom Lee, folks who are willing to apply "Tough Medicine" and understand that "Performance Matters." A whiff of the self-serving here. Being "tough" here means being a good measurement wonk, holding doctors to "results" standards.

While one could never wholly disagree with this sentiment, or conviction, or whatever it is, what's missing is the big picture. For starters, the problem of executives with purely technocratic solutions.

Which is partly why, in this observer's humble view, we continue to have this "anechoic effect." That's the one critics of the larger defects in the health care system don't just get drowned out by technocratic Pogo-talk. They really aren't much heard at all.

The defects include rotten information technology, corrupt hospital and insurance leaders, and insurance companies cocky enough to crow, eleven days after HR 4872, and now quoting Secretary Sebelius, they're "allowed to insure a child, but exclude treatments for that child’s pre-existing condition."

Why don't the self-professed next-gen leaders ever talk about this stuff? A recent New York Times op-ed piece suggested one answer. I read it and slapped my forehead, "of caws!"

Adam Cohen, the author, is describing why the Cassandras--hey, there are a few of those in this blog, eh wot?--don't get heard. Why they disappear into the anechoic chamber. In this case, on the topic of the 2008-2009 meltdown in the broader economy.
Incompetence often plays a role. So does ideology: one reason [Federal Reserve governor Edward] Gramlich, a Democratic nominee, was ignored was that his warnings clashed with the antiregulatory convictions of the Bush administration. In other cases, to borrow Al Gore’s phrase, an “inconvenient truth” imposes burdens that people don’t want or threatens powerful interests.
Cassandras warning about the Catholic Church's abuses, about Bernie Madoff, about 9-11: you can find 'em all. But Cohen's is not a rant. It's a reasoned explanation of why warnings don't get listened to.

So here are a couple warnings. Neither Tom Lee-style technocratic "let's pull up our socks" answers, nor HR 4872, get anywhere near solving the problems that continue to plague this country's bloated health care system. Primary care continues to circle the drain. Health care leaders continue to line their own pockets, basically betting against the system's ability to sustain this percentage of the GDP [this blog, passim].

I guess it's just the old dance. Leaders in lofty positions in Harvard organizations learn to measure their words and advance their own "be like me" agendas, while the Cassandras sit out there in the blogosphere and thump their chests.

But wouldn't it be grand if just occasionally, the Tom Lees of the world grew some cojones and really stood up to those who're milking our system for everything it's worth? Or are they too busy managing their own conflicts of interest and sweetheart deals?

Oh, the Prices We Pay, Reloaded - Celgene Balks at Explaining High Price of Thalidomide

A brief article on Bloomberg.com implied that Celgene has been fighting efforts by the Canadian Patented Medicine Prices Review Board to get pricing data about the drug Thalidomid (thalidomide):
Celgene Corp., the biotechnology company specializing in blood-cancer medicines, will get a hearing before Canada’s highest court over the country’s demands to provide pricing information for the drug Thalomid.

The Supreme Court of Canada today agreed to hear Celgene’s appeal of a Federal Court of Appeal ruling that said Canada’s Patented Medicine Prices Review Board was entitled to information about the pricing of the drug. The high court gave no reason for its decision.

Celgene’s two top-selling drugs are Revlimid and Thalomid, for a form of blood-cancer called multiple myeloma. They brought in more than 80 percent of the company’s total $2.25 billion in 2008 revenue.

It should be no surprise that Celgene may be sensitive about the price of Thalidomid. We posted back in 2005 about the stratospheric prices of new drugs that seemed disproportionate to manufacturing and development costs on one hand, and the value of the drugs for patients on the other. We noted that thalidomide, a very old drug that notoriously was found to cause birth defects when it was given to pregnant women, but that then showed promise as an anti-cancer drug, was being marketed in the US for $29 per capsule (approximately $25,000 a year), while a generic form sold in Brazil for $0.07 per capsule.
 
The amount Celgene manages to make from this very old (and demonstrably cheap to produce) molecule is vivid, albeit anecdotal evidence about what has gone wrong with health care prices in the US.  Despite health care insurance companies' protestations that their goal is to provide reasonably priced health care, they seem utterly incapable of negotiating down the prices of even the most obviously over-priced drugs.  And the US government Medicare program so far is prohibited by law from negotiating prices.  How our supposed free market health care system has tilted so far in favor of pharmaceuticals is a reason to wonder, but ought to be reason to investigate. 
 
Meanwhile, Celgene's 2010 annual report shows that the company has sold more than $400 million worth of Thalidomid yearly since 2007. The company's total sales in 2009 were $2.567 billion, while it spent $795 million on research and development, and $754 million on general, sales, and administrative expenses. According to the company's 2009 proxy statement, in 2008 its CEO received over $8.5 million, its COO over $5.1 million, its CFO over $2.1 million in compensation, and a senior vice president over $3.0 million. The total compensation of its five highest-paid hired managers (compare to a total of 2813 full-time employees in 2009), approximately $20.5 million 2008, was was approximately 2.6% of the company's net income in 2009, and just under 1% of its total sales.
 
As we have said previously, so the health care bubble continues to inflate.  One cause is"compensation madness," including "insiders hijacking established institutions for their personal benefit."  Another is the amazing acquiescence of those who pay bills at all levels, from the individuals who ultimately fund health care through salary dollars not earned, health insurance premiums, co-pays and the like, and tax payments, through the health care insurers and government agencies who did not balk at paying $25,000 a year for thalidomide in 2005.  If we really want to provide accessible health care of good quality and a reasonable cost, we will need to develop mechanisms to pay more reasonable amounts for health care goods and services. This will require some courage facing down the corporate and organizational insiders who have made themselves very rich from the current craziness.

Wolfgang Bauer - Microscopic schoolgirls, transvestite nuns, incompetent detectives, two ultimately bad poets, and a 3-eyed sailor inhabiting 2 bodies

Wolfgang Bauer, The Feverhead, Trans. by Malcolm Green (Atlas Press, 1993)

"Wolfgang Bauer is best known in his native Austria as a playwright and director, and as the author of a single, oft-reprinted novel: The Feverhead, written in 1966.
The Feverhead is written in the form of letters between a couple of not-all-that-bright Austrians. Their correspondence is doomed to failure, nearly every letter crosses in the post and yet they succeed in their quest: the search for a perfect thermometer (and a serial murderer). In fact they both independently discover the secret of the universe in a remote spot thousands of miles from their intended (and different) destinations.Bauer’s comedy of errors is ennacted by an unusual cast that includes microscopic schoolgirls, ambigously sexed nuns, incompetent detectives, two ultimately bad poets, living steam engines and a venerable three-eyed sea-captain whose two bodies remain exactly 3.5 metres apart, not to mention: ULF."

"One of the novel’s characters is called Captain Ox: he is a single man divided between two bodies, three eyes, and exactly 3.5 meters. Neither of him bears resemblance to himself – or the other? I’ll allow that he may be a symbol, but what explanation is there for the scene in which one of him is kidnapped by monks (at the instigation of a transvestite nun) while both of him is entering a brothel?
Frank and Heinz, whose epistolary relationship constitutes the novel, belong in the pantheon of literary idiots of which Bouvard and Pecuchet are the presiding savants. One might extend that pantheon to the cinema (I use the term lightly) and say that these two are a rough equivalent of Harry and Lloyd, minus the decapitated parrot.
Frank and Heinz’s letters, by the way, always cross. Always.
Within their letters are contained secondary and tertiary letters. Frank in particular, often hands his pen over to a self-professed poet, Alex. One of Alex’s poems, called “Rio,” follows:
Firewhisk of the earth
Shimmering mulatto pupils
Eucalyptus tree
Asphalt street
Sugar loaf
(Boldness)
Tropical-gray sky
People drinking Moet
I am a poet!
Essentially, The Feverhead is mystery – several, actually. Why (and how) does a being (or beings) named ULF sign each letter? Is Heinz’s daughter Karin about to fall prey to an alpine serial killer who has evaded detection for several years? What is it that seems to be guiding Frank and Heinz both – independently of each other – to Brazil? Is the twist at the end of the novel brilliant or insane?
And, really: what’s with the thermometer?
The Feverhead begins innocently enough (“Dear Heinz, Three days ago I saw a gent crossing the street.”) but quickly contorts itself into the kind of absurdity that sets its teeth into pretention, meaning, and possibly sanity itself. For example: Heinz visits an amateur detective, Sylvius Emel-Berger, in the hope of finding an ally to help extricate his daughter from the clutches of the aforementioned alpine serial killer, only to end up playing a series of billiards matches – and losing badly (1003-4, as Sylvius reports).
What this says about (a) amateur detectives, (b) billiards, or (c) Sylvius Emil-Berger’s scorekeeping is for you to figure out.
I’m a promiscuous lover of books. I treat each one as if it’s the only – there will never be another after, there were none before. This is the last book I read and the last book I loved." - Stephen Sparks

"And the microscopic school girls. And the three-eyed sailor inhabiting two bodies 3.5 metres apart. And ULF itself - a fleshy head sprouting from the Brazilian earth as well as a huge, bleached skull somewhere in that same jungle. Not to mention hermaphrodites, transvestite nuns, international coalitions of detectives and a woman whose dress constantly changes its color.
The Feverhead, by Austrian Wolfgang Bauer, is the sort of book difficult to imagine doing anything other than slipping into obscurity. Which is by no means a knock at this delightfully irreverent novel, written in 1966. I deeply enjoyed The Feverhead. The history of 20th century literature is littered with similarly exciting little mysteries, all relegated to the nooks of anonymity. The book itself is a fresh, playful jaunt through bourgeois mores and poetic pretension. Bauer skewers both mysticism and rationalism with equal aplomb. It is incredibly fun and breezy. But it’s hard to foresee The Feverhead breaking through to a larger audience. Which is, perhaps, fine - but why is that so?
It is exciting, for instance, to read a novel so engaged in stretching, or at the very least confounding, the medium’s expectations. Wolfgang Bauer’s The Feverhead fits nicely alongside other curiosities such as Robert Kelly’s The Scorpions, Roland Topor’s The Tenant and Rene Daumal’s Mount Analogue. All four writers are not usually thought of as novelists. Most of them only completed a handful of novels. Bauer himself was a playwright and ‘the Feverhead’ is his sole novel. Kelly and Daumal are known primarily as poets. Robert Kelly’s contributions to poetry are significant; he can be largely credited with bringing Deep Image to American poetics, but his latest novel, 2009’s The Book from the Sky met with little to no press. Daumal is considered, when considered at all, more as a dissident footnote to Breton’s battalion of surrealism than anything else. And Topor tried his hand at everything from illustration and animation to film acting. But what remains truly engaging about these four writer’s novels (and the work of many like-minded others, such as American-born Oulipo Harry Mathews) is that they attack the medium slantwise. One does not feel the lugubrious weight of the Novel bearing down on them. Their novels are a nexus of deliberate thought and overheated whim. The absurdity of Bauer doesn’t so much remind me of novelists such as Pynchon or Coover as much as playwrights such as Slawomir Mrozek and Richard Foreman. It is just such a suppositional freedom that similarly draws me to science fiction.
The Feverhead bursts with phantasmagoric images of malapropism. We meet one man who “…is 2.3 metres tall. But the largest part of his body is his cranium, which makes up about a third of his body… [and has] roughly 10 cm wide sparkling eyes.” A few pages later we are introduced to Olga the living train car, who “…was as white as snow. Nor was it made of metal, old chum! but of flesh and blood! There were veins pulsing away inside, the chimney stack was covered in a down of hair – and instead of headlights it had four large eyes!” Still, despite Bauer’s evident strong turn with startling imagery, The Feverhead ultimately reveals itself not as a novel of fantastic images, but as primarily a book concerned with being a book. Which is distinct from the previously mentioned hubris concerning the Novel, which is not only localized in medium, but also a particular tradition.
We follow the ongoing correspondence between Frank and Heinz, two hapless Austrians obsessed, among other things, with a missing daughter named Karin, the feckless murderer Ottomar Fohne, and thermometers. Frank and Heinz’s letters to each other form the bulk of the novel, aside from two final, short letters, written by Wolfgang Bauer and Ulf Halda respectively. But Bauer quickly destabilizes the conceit of correspondence, one as old as the novel itself. Perhaps a better word would be mocked? This is an epistolary comedy gleefully dismantling any vestigial veracity within the tradition of correspondence. Letter writing falls apart, the intrusion of privacy and the serendipity of coincidence intervene. Frank writes Heinz, “It seems my letter has crossed with yours,” while Heinz tells Franks “Unfortunately your letter crossed with mine.” At first we see these mundane collisions - “Now even our telegrams have started to cross, so I tried phoning you at midnight, but unfortunately your number was continually engaged.” The very means of communication crumble. The technology of it all can, and does, break down. Eventually, these small absurdities escalate into the esoteric.
Language falls apart in a tossed word salad. Language displaces location. Heinz’s daughter, Karin, stays at “Ottokar’s Famed Ski Lodge, Under the Smoked Bun, Post Gerlitzen, near Breitfuss,” while Frank tells us that his son Alex had spent a winter at “Ottomar Fohne’s Skee Lodge, Under the Smote Bun, Post Merlitzen, near Seitfuss.” Alex “…assumes that the words and some of the initial letters have changed slightly over the last 20 years ‘as a result of the so-called workings of the language,’ and that here we are dealing with the self-same hut.” The confusion, that is, the inadequacy of language, both shuffles identity – as Ottomar becomes Ottokar, but also place and geography – Seitfuss becomes Breitfuss. Language serves as the barometer of reality, but is itself suspect. No wonder Frank and Heinz are so obsessed with thermometers – with means of measurement!
Frank and Heinz both embark on absurdist journeys. I would like to focus on Frank’s in particular. He makes his way to Paris where he encounters at least one Ulf (there are many) and is astonished by the locals; as he exclaims, “By the way, another negro is walking past at the moment!” This excursion to Paris is one of the most telling in the novel in terms of Bauer’s pliable language. Frank signs his name “Francois” and strews tired French jargon throughout his letters written in Paris. He writes, “ Please excuse any words of French extraction in this letter, but you know how it is: la France, Oh lala! C’est la vie! Je t’aime, etc! etc!” Frank tells Heinz he has “…walked past the Louvre four times now, once every hour. Incidentally, the Louvre is supposed to contain the greatest art treasures in the world (e.g. the Mona Lisa etc.). Quite fantastic!” And later still, “… I saw a negro walking along the street. Apart from which, nothing too stupendous has happened.” Frank’s letter is clogged with references to wearisome French clichés. He “…at that moment… saw the peak of the Eiffel Tower shimmering in the distance,” and is “…dropped off by Roger Halda-Vohne on the banks of the Seine late that night. Not far from Notre Dame. Schuller and I walked for a while through the night lights of Paris.” What is Bauer doing here? Aside from playfully highlighting the inanity of his protagonists, Bauer skewers much of the continental French pretension so prevalent in western literature. Why does he do so?
Bauer, we must remember, is an Austrian writer. The West has traditionally cast a wide blind eye to the arts of Eastern Europe, either through a history of political dissolution or Communism’s specter of the Eastern Bloc. When work from this region of the world does find its way to wider audiences, such as the films of Bela Tarr or the novels of Witold Gombrowicz, there is often a somewhat cultish air of amusement. But here, in Bauer’s novel, the myth of ‘France’ is deflated and reduced to some doggerel of catchphrases and tourist traps. The very nation of origin of ‘the Feverhead’ dooms it to obscurity.
It is not in France or anywhere else in continental Europe that The Feverhead reaches its conclusion, but in South America – or more precisely, Canca, Brazil. ULF? Again, location infiltrates language – Frank addresses Heinz as “Mio Amigo!” and calls the commanding officer of his ship “Capitano.” Frank is not so much accumulating languages, that is – these disparate tongues are not permeating Frank’s existing lexicon, instead they are bouncing against the surface of his linguistic perimeter. Language leads to disjunction, not conjunction. The world strikes Frank’s surface, nothing more.
But perhaps ULF is the key to the novel. Frank and Heinz bounce off of each other throughout the novel, their identities increasingly blurring, but it is in the reoccurrence of the ‘Ulfs’ that we get a more holistic vision of the novel. We first find a cryptic reference to Ulf as Heinz asks, unbidden, “I’d like to have heard how Ulf is doing.” This is given no explanation. Who is Ulf?
But Ulf, we learn, is not necessarily one person. Ulf is, rather, a situation, isn’t he? Early on in the novel, Heinz relates to Frank a dream in which Ulf appears in a pastoral wood, and “…goes likewise to the tulip(s), snaps off the second one and disappears into the forest. End. At this point I wake up, soaked in sweat. And I’ve never seen Ulf in all my life! I would pass him by on the street as if he was a total stranger. But I recognize him in my dream. It’s Ulf! I know it!!” Ulf materializes not as a person, but as a name. Karin announces her travel plans to ‘Ottokar’s Famed Ski Lodge,’ and at the bottom of the letter, Ulf signs his greetings.
Later, Alex gives us the address of his new friend, the poet “Dr. Ulf Kiemburg-Nurser, Free lance writer, Annenheim by Lake Ossiach, No.16/4/4.” The same Ulf? Or more of the same? Later, Frank finds “…the way Ulf keeps making himself noticeable quite mysterious in fact downright incredible! Not only did he sign Karin’s letter twice, no, he put his scrawl at the bottom of yours!” As the novel progresses, Ulf places his signature at the bottom of each and every one of Frank and Heinz’s letters, even as the two friends travel to increasingly disparate reaches of the globe. By the novel closes, there are numerous characters named Ulf. Or, numerous characters are Ulf. Are they maybe the same person? Reverberations of the same person?
A doubling occurs in The Feverhead, whether it be the two bodies of Captain Ox, the hermaphrodite Schuller, or the peculiar fever causing both Frank and Heinz’s “…pores [to] open up and become veritable cavities.” This doubling eventually opens to an intensive and diffuse multiplicity. Perhaps singularity is the word? Frank arrives in Canca with his traveling companions, including an Ulf Thermsbauer, and implores Heinz, “…please don’t think I’m mad, I’m quite clear in my mind and obviously one way or another I am still the Frank of yore. Still the wag of old and Canca anyway is the locus, as it were, of all waggishness, as you’ll shortly find out. It’s hard to say where Canca lies. All of us who have just traveled here assume that it is hidden, as I’ve already hinted, in the Brazilian jungle; but it could just as easily be in Alaska or Lower Austria…” Canca, then, could be anywhere. It is a transcendental place of recognition, much like the Mount Analogue of the novel of the same name by the previously mentioned Rene Daumal.
When Frank arrives at Canca, he sees “A giant head with its neck stuck in the ground. It was about 400 metres tall and 300 wide. But it wasn’t some giant papier-mache head, such as you know perhaps from the various fun fairs that visit Villach! It was a head made of flesh and blood! It lived, saw, breathed and spoke like a human head! And its face – was my face! Please don’t laugh – all the others thought they recognized their own features in Canca as well.” A couple pages later, Heinz describes his arrival at Canca with his traveling party, including “…tiny model girls and Ulf Kiemburg-Nurser, the mini-poet….” But Heinz doesn’t quite see the fleshy head that Frank observed; he sees “…a giant skull jutting out of the earth. Inside the skull is a town. ‘The town has been dead now for thousands of years… it has frozen up…in the old days it was full of hustle and bustle… the houses, indeed, everything here was made of flesh and blood… Once upon a time it was a living organism… all that’s left now is ice and bones… Canca is Ulf…”
At this point, Frank and Heinz’s correspondences dovetail into each other, forming a sort of feedback loop. The novel then closes with two letters written between the psychiatrist Ulf Halda and Wolfgang Bauer. Halda writes that one of the patients, a young man, has written a novel that “…centres around a postal correspondence – the last two letters of the ‘work’ keep carrying on at the end of one another. According to the patient, he has no other alternative but to continue the correspondence ad infinitum.” Bauer then writes to Halda “…the last two letters in my [novel] keep leading into each other – and there is no end to it!” The overarching awareness of Frank and Heinz’s final letters, a transcendence perhaps leads to a madness or sublimation of intellect, is mocked here in the final two letters and relegated to psychoanalysis or creative frustration." - Allen Mozek

Geraldine Kim - Constant notebook, humming with graffiti and gossip, bad jokes, great jokes, bodily functions, juvenile glosses, sudden sadnesses

Geraldine Kim, Povel (Fence Magazine, 2005)

"Geraldine Kim, a young, first-generation Korean-American girl born into the most modern of all situations: the end of the 20th century in a small town in New England, from which she launches herself through venues urban and cerebral, academic and commercial. The book-length poem's stream of consciousness is just that: a stream, untrained and unleashed. Its form, however, is strictly, if arbitrarily regulated by another or our most modern conveniences: the "centered" stanza, which provides not only a container for the author's thinking, saying, and doing, but also a means of signification: This is a poem-novel - or "povel" - by virtue of its self-reliance and its bold marking of territory. Povel is, in the author's own words: "a successful merging between confessional verse poetry and the novel" - hence the coinage of its title. Povel is also a radical entry in the annals of the several genres. The author purports an omniscient skepticism about its future: that it will ever be read; that it can be appreciated. Its reader cannot help but be amazed and heartened at the vigor this book injects into its chosen forms, and the humor with which its despair is tempered."

"Kim's centaur debut is a constant notebook, humming with graffiti and gossip, bad jokes, great jokes, bodily functions, lyrics, juvenile glosses, sudden sadnesses. Povel comes equipped with a hilarious, spurious Lyn Hejinian intro, the longest title in the world, and observations on how her writing-workshop cohorts are responding to the text. Kim comments on the spell-checker's comments, Rage Against the Machine, the NYU suicides, Infinite Jest. She's her own A.D.D. Boswell, a self-mythologizing Korean American diva worth a thousand Margaret Chos." — Village Voice

Povel may not sound like a potentially revolutionary new form but it in fact is. This is because it, and its inventor Geraldine Kim, do far more than they outrageously lay claim to- or perhaps exactly what they claim- in any case charting consciousness through observation and at the same time remapping it through rigorous prosodic attention. Scientific evidence that hysterical symptoms are not only here to stay, but structure and control our perceptions, this book dares you to attend to it. Most highly recommended reading.” —Stacy Doris

“Somewhere over the rainbow of Lyn Hejinian’s My Life, Pamela Lu’s Pamela: A Novel, and Kenny Goldsmith’s Soliloquy, Geraldine Kim’s Povel debuts as a startling confessional, conceptual novel in verse, or vice-versa. Both culture maker and cultural processor, Geraldine Kim captures, in excess, the milliseconds of our daily ponderance- our anxieties, ambitions, jokes, authentic and inauthentic insights, etc…” —Robert Fitterman

"In aesthetic and attitude, Geraldine Kim’s debut, Povel, aligns itself with Lisa Carver’s seminal zine, Rollerderby. To make the comparison a better fit, take lefty scissors to Carver’s back catalogue and paste its juiciest parts onto Lyn Hejinian’s My Life. Kim might not know Carver—according to her press bio, she was born in 1983—but she has anticipated the My Life linkage, appending a faux Hejinian intro to the work that defines Povel as an invented form blending “poetic and novelistic aspects.” Writing under the guise of the Language Poetry queen, she continues her intro: “When asked to choose which genre would apply ‘better’ to her povel-text, Kim promptly threw a lemon meringue pie in my face.”
That flippant pie toss at the old-guard nails Kim, a self-described “mixture of pop culture and romance” who’s armed with a quicksilver mind given to glorious one-liners. She wants “to be taken seriously. Like a dead rapper’s unreleased tracks,” and when asked about her sexual orientation, she thinks to respond, “Visually oriented.” Beyond Hejinian’s walk-on, Kim lifts Jim Carrey’s Golden Globes acceptance speech for her own purposes, crams Nick Nolte’s messy-haired mug shot into her endnotes, and appropriates George W. Bush’s biographical blurb (collaging her mug over the Prez’s in a photo of W. chilling with Laura). Kim was voted class clown in high school and brandishes postpunk chutzpah, but hey, don’t mention Margaret Cho. (When friends do, Kim claims “Yeah because I’m the other Korean chick that speaks English.”)
Soundtracked by Rage Against the Machine, Mindless Self Indulgence, and At the Drive-In, Povel’s a fractured time capsule concocted to replace the one she lost after burying it in first grade. In the text, she tells her ex the book’s chronological. An average passage: “I should wear gloves. ‘Are you guys done tomorrow?’ she says. After I planted a tree in our friend yard, it died. Then my brother planted a tree in the same spot and it thrived.” Despite the playful nonlinearity, her claim doesn’t feel like a bluff: Povel’s characters gain significance through each walk-on and eventually even the smallest echoes feel huge (she returns a book by Gaddis to the library and JR casts a shadow across the next stanza/graph). The most emotionally fragile moments explore the relationship between Kim and her ex’s mother (both refuse to let go) and various hijinks with her Madden-playing brother, whom she thinks would make a better boyfriend than most other folks she comes across. (Things are less rosy with her chipped-tooth parents—her father’s given to smacking her in the head—and a somewhat shadowy sister.)
Others caught in Povel’s orbit include a poetry workshop (one character disses Povel as “willy nilly”; another sees it as an attempt at “shock value,” though he wants to chill with her after she submits her “sex cycle poems”), an NYU-area pamphleteer, a cute guy in her poetry class, and best of all, the “Sarcastic Starbucks Guy named Fish.” (She allows her dialogue to exist outside of Povel’s pages, too, leaving graffiti clues on NYU’s campus with footnotes telling the reader where to locate her messages.)
Ultimately, the most important character’s the author herself. Kim thinks obelisks and fingers resemble penises and hopes for a ménage-à-trois with Woody Allen and David Foster Wallace (“a self-conscious/neurotic orgy”). Displaying Ackerian bravado, she meditates on “how cool it would be to have sex with a dolphin” as well as inventing a wall of glory holes and a “drinking-straw apparatus” so she can “give [herself] head.” All this firecracker sex talk’s mixed with a dose of smart-ass self-deprecation (she believes she possesses “the IQ of a small shellfish”) and a cocksure gamesmanship (see Hejinian intro, for example). Battling a caffeine addiction and grammar check, her project itself is a race against time: more or less, she’s a mosh pit–friendly Proust dipping madeleines in soy chai, finding a way of translating her life into words “before it goes away.” —Brandon Stosuy

"In her first book, the 22-year-old Korean-American poet Geraldine Kim chronicles her life in prose stanzas that she describes as “helical,” alternating justification from left to center to right to center, back and forth across over a hundred pages. Although the text initially presents itself as a brilliantly condensed, Joycean stream of consciousness, the subject matter never escapes the insular world of a 21st-century American teenager: pop music, cable TV, consumer brands, food, Internet culture, school, cell phones, budding sexuality, and parents. “Stealing carrot sticks from the cafeteria,” writes Kim. “It says ‘Shortcuts’ on the bag... My Met Studies teacher asks us who has ever stolen anything. I would have raised my hand if I hadn’t been busy writing. Better left unsaid, I decide.” The problem with this limited purview is that the text never really resonates outside its own range, often reminding one of a teen blog or yearbook entry. That said, Kim’s confessions are honest (brutally so), and her verbal skill must be unparalleled among poets her age. Her syntax shifts from complete sentences into fragments and back again, yet remains relaxed and reflects her book’s grander design, mesmerizing the reader: “The woman sitting in front of me reclines in her seat. Everyone dressed like a funeral. A funeral bus. Wanting to act intoxicated. My high school teacher freshman year was surprised when I said I didn’t know what ‘inebriated’ meant.” But Povel is also a clever send-up of the narcissism of its own brand of formal innovation, as evidenced in the work’s painfully self-conscious textual scaffolding: a fake introduction claiming Lyn Hejinian as its author; 200 endnotes, such as “Hello Kitty has to go potty” and “Why do we chase pigeons?”; and blurbs on the back that identify their authors as “former teacher of Geraldine Kim.” And it is appropriate that this impressive debut ends with a page titled “WTFHJN (What The Fuck Happened Just Now)” that encourages readers to record their reactions to the wonderfully bizarre hybrid (Povel = poem + novel) they have just read." — Aaron Belz

"It is difficult to say exactly where the poetry starts in Geraldine Kim’s Povel. A lot happens before you reach what would, in another book of poetry, be considered the text. The book begins with an introduction by Lyn Hejinian, claiming that “there has never been a successful merging of confessional verse poetry and the novel... until now.” Before you can consider why on Earth Hejinian would care about this potential merging of styles the intro proceeds to quote a bewildering three-page long book title, which is a comically self-effacing stream of consciousness. And it turns out that Hejinian does not care: the intro is a fake. Another fake-into follows, which is Jim Carrey’s Academy Award acceptance speech given the new title of “Transcript of Geraldine Kim’s Acknowledgment Speech.” Then the previously quoted expansive title reappears in bold font, spread over four pages. After this comes the epigraph: “’Beginning texts by quoting someone else’ –Me.” And then a seemingly nonsensical list that equates important characters in the book to musical instruments. And then we get to the poetry. Or novel in verse. Or whatever.
These false starts and bad jokes refuse a stable, chin-strokingly serious reading of Povel. It takes joy in the silliness in contemporary poetic conventions. However these jokes reinforce the importance of the mocked conventions. Lyn Hejinian is fake-quoted because she is, in fact, a driving influence behind the book. Povel bears significant influence from Hejinian’s My Life in its fragmented creation of personal experience. The acceptance speech points out the strange equivalence between status in award honors and the choosing of first books through poetry contests. Kim gets the chance to both express an exuberance for having her book chosen and to completely undercut the possibility that she would take it this seriously. And it's pretty funny. The epigraph both negates itself and works as a useful epigraph to the satirically self-reflexive narcissism in Povel. There is a formal constraint to the presentation of the work; each stanza has a different kind of justification, left, right, centered and repeated. This constraint, however, is so arbitrary as to be almost a joke on the conventions of formal constraint. Following the body of the book is an almost book-length set of footnotes. The book works to situate the reader between attitudes about poetry and the text before you get to the main body. It tells you that this is a book that both cares reverentially about the conventions of contemporary poetry and also finds them silly. It is as much a book of poetry as it is a work of situating the writer in relation to the forced constraints of a constructed text.
The main text of Povel spills out in a caffeine-fueled dance of statements, individual moments, non-sequiturs, information heard from others or read, family events & pop culture references. The book is so packed that it seems to emulate the Romantic mode in which the expression of experience cannot be written quickly enough (I’m thinking of stories about Shelley writing frantically with both hands). The language of Povel is in action; first person statements lack the subject, instead jumping into the action of each moment. This energy and propulsion is the prosodic driving force to the book.
From the first moment I opened it I found Povel is wildly delightful. The problem with writing a review of it is that this delight is an effect of the book as a text. Any passage is going to lack the provisional situation that makes the writing come alive which makes most of the passages lose their energy when quoted out of context. The book is delightful because of its brash comprehensiveness and inertia. The first stanza sets up some of what makes reading Povel exciting:
My roommate complains to me about how she couldn’t enjoy
Matrix Revolutions because everyone else in the theater was laughing at it. ‘Too
much psychobabble for your puny minds?!’ she asks our dorm room. I glance at her cow-print slippers. The vomit from my Vicodin overdose was green. One of the first things I am told as a writer is to write about what I know
.
Kim shifts sharply between internal and external, between immediacy and reflection, between concrete and abstract. These shifts are propulsive, and within the framework that the opening materials set up the shifts all seem to be based on a kind of desperate playfulness. These shifts consistently turn attention back to the creation of a sense of self in the book and in the writing of the book. Because of the propulsion this inward turn works to consistently recreate, and further understand Geraldine Kim as a stable entity. She reveals a life in the immediate moment-to-moment expressiveness of experience, but contains enough direct personal connection to allow for it to be read as more than an experiment. Povel is a constantly unfurling, seemingly stream-of-consciousness exploration of an individual attempting to make sense of her coming of age intellectually, culturally and sexually. But this stream is deceptive. Despite the constant search for a new turn or a new move a story builds. Characters reappear. An autobiography develops through the work. Kim doesn’t shy away from including seemingly anything in Povel.
Because of her continuous multiplicity she succeeds in moments that would seem precious in another book. “My dreams where my ex and I are siblings anyway. Feeling as lonely as a dependent/ clause without. Instead I said ‘no’ and watched his sneakers run back in the rain.” But she is also able to include moments of simple presentation that ring especially true in counterpoint to the poetic play. When she talks about her brother Kim is especially direct, turning even the most ridiculous scene into a moment of dry existential wonder such as this moment of understanding budding sexuality:
‘And when I see a guy and girl kissing, it starts to rise,’ my brother says to his
twelve-year-old friends while we’re all watching TV, his voice wavering. ‘Me too!’
says his friend. Feeling extraterrestrial.

Because of the exuberance of revelation Povel continually surprises me. Statements or moments arrive that feel entirely new, but continue to be absorbed by the growing body of Povel. These moments are sometimes immediate and the familiar becomes somehow profound, such as “‘Paypal scamming worm asks for bank/ details’ the computer says. That explains everything.” Some of them are more traditionally imagistic, such as “Imagining the/ inside of my body as a densely crowded forest.”
Even those moments that are so affecting to me are couched in the overall framework of the text and I have to distrust them. What is important about them in the context of Povel is that they are not to be dwelt upon. There may be moments of beauty or personal revelation, but they are always going to be followed by something else. Sometimes the following statement undercuts the effect; more often it is simply disinterested in it. Povel pushes forward, refuses to make any single statement more important than the next.
This form of autobiographical writing, of confessionalism, challenges the reader to mediate between the very things the writer mediates between, ironic awareness of the sterility of conventions (even experimentally-based conventions), a belief in the power of these very conventions, a desire to accurately present a life and the awareness of not only the conceit of this desire but the impossibility of successfully satisfying it. Kim builds this mediation by her switches from meta-contemplation of the text itself, mild profundities, personal experiences and reportage without hesitation:
Thumbing through everything I’ve written. The granite was shaped into a
gravestone. An elaborate attempt at immortality. My avoidance of reading The
Denial of Death on my desk. For his birthday, I got my ex a Jesus nightlight and
seventy-five dollars worth of stickers. The protagonist of Fight Club chose the
penguin as his power animal. ‘Quality over quantity’ my physics teacher said to us. marx said it was quantity over quality since the chances of quality are higher when there is more.
This comprehensiveness creates an intimacy that for me is more interesting and direct than the attempt to tell the “story” of a life. It is not a confessional poetry impressed by its own epiphanies nor a revelatory bragging about personal failings but rather an accumulation of experience. It is a fresh form of personal poetics, based on the daily revelations of blogging or late night conversations rather than the linearity of narrative or even the conceptual openness of Hejenian’s My Life.
Neither does Kim attempt a solid stand about sexuality or gender identity, though these are also important to the book. She is constantly aware of the eyes of men on her. They arrive at the most simple times, giving daily life a creepy feel: “I could use my declining dollars all day, drinking coffee and staying permanently/ awake. The guy sitting across from me watches me.” She grows angry in the text at being constantly looked at, but does not display her anger in the actions of the book.
This creates a fascinating and frustrating version of biography. That force me to be aware of the conventions I expect out of autobiography. I came to this book with an expectation that somehow cultural identity would be important to Povel. Perhaps it seemed to me that a young Korean American woman talking about her life would have to focus on categories of cultural identity. Though we know in this book that Kim is Korean American and this comes up frequently she is never attempting anything like a categorical definition of her place in relation to this identity. Out of context I can analyze the cultural politics at work in Povel, such as when she relates “Watching my sixty-six-year-old/ Korean dad copy the gestures of a car dealer on TV. How my tall friend kept on being/ asked if he played basketball.” (111) With any other book I might try to understand the anti-essentialist elements of this, but with Povel I instead move forward into another experience and moment.
‘What were you listening too? It sounded familiar’ the guy sitting next to m says. Stop looking at my legs. ‘I’m sorry was it too loud?’ I say. Stalling. Go away. ‘No not at all, I was just wondering since it sounded familiar,’ he says. ‘It was Control Machete, a Mexican rap group,’ I say. Dull nodding. ‘And before I was listening to Cex. C-E-X,’ I say.
She considers the kind of sexual identification by which one builds structures of understanding the world:
Sleeping at my bass teacher’s apartment when he introduced me to pot and his dick. ‘Kiss it,’ he said in total seriousness. Since I felt obliged to. Deciding what constitutes ‘rape.’ Before that he said, ‘You’re beautiful,’ to my black bra.
She expresses her own fourth-wave style redefinition of sexuality and identity as well, at one point stating “It’s pathetic that these knee-high boots give me such joy.” But the following sentence immediately undercuts the potential for digging into these kinds of statements: “I start to get jealous of/Quentin Tarantino. Shit he’s even included on the spell checker.” Though identity is crucial to Povel, it refuses to give you time to stop and attempt a structured system of ideas. Instead Povel resists definition by pushing forward, the moments that could be definitional pass by as quickly as name-checking a punk band or discussing coffee again.
A reader might look for clues or keys within the text for ways to decode and understand Povel. Instead of satisfying this desire Kim packs the book with self reflexive ars poetica statements; rather than giving a single key to the rhetoric of the book the reader receives multiple keys that provide new ways of viewing the writing. In the same way that the book presents identity in action, constantly reforming it presents potential reading strategies that evolve, rather than allowing for a single way to understand it. In the end content gives way to the prosody of propulsion.
And this is the pleasure of Povel, the constant dance and play of self-in-action rather than a static self recollected and recreated for a reader to consume. However there comes a point in this book where the poetic moves Kim pulls fail to surprise. The book becomes too comfortable in its twists and turns. It becomes a novel without a plot, which reflects somehow on the experience of the twenty-year old writer, but does not create a satisfying complete book. By the end of the book a stanza that might have been evocatively puzzlingly is instead too easily understood:
It’s acceptable here. Fold my legs into themselves then sit atop them. Pushing back chairs that sound like farts. I tried parables. When I was done with the popsicle, I would chew the fibers of the stick apart. Why I wasn’t born with a filter between my mouth and brain. A matter of tautology, really.
The movement between internal and external seems rote by this point and the comfort level makes the scatological jokes fall flat rather than providing new ways of looking at a life. With a book that bases so much of its effectiveness on brash intimacy I don’t want to feel safely intimate with it. I feel that this happens because Povel is a book that resists a reader sitting down and reading it in one sitting. It invites you to dip in and out, to find a few great lines and then page forward to find some more.
I say this because the book is thrilling for its brashness, it’s constant play and its willingness to show its smarts & be silly and banal at the same time. Povel is a creation in process. Not only in a standard reading response way but in the mechanisms of how the text relates to itself. Its ideas continue to reach for satisfaction as it reaches for an understanding of identity. Povel resists or works through poetic constraints of both form and expectation to express an individual experience in a manner unmediated by structural clichés. It attempts a convincing confessional mode within a poetic aesthetic based on the prosodic experimentation (and implicit anti-Confessionalism) of the Language poets. It is not the reporting of a life but an attempt to present the experiential qualities of a life. There is not beginning or ending. You can open it anywhere and find some moment of delight, some moment that evocatively situates the highly poetic with the mundane or even the crass." - Mathias Svalina

"I'm pretty sure the claim that Geraldine Kim's book Povel represents a new form that successfully merges confessional verse poetry and the novel should be taken as tongue-in-cheek, appearing, as it does, in an introduction that claims to be written by Lyn Hejinian and claims to have originally been published in An Exaltation of Forms CXXXVIII, only to turn around to tell us, in a footnote at the very end, that "Lyn Hejinian never wrote this and An Exaltation of Forms CXXXVIII is not an existing text."
This fake introduction, with its sense of pomo gamesmanship and its willingness to cleverly tweak elements of "the book as form" (the author photo, bio, and epigraph are all played for gag effect, too) initially seems to place the book in a tradition staked out by David Foster Wallace's Infinite Jest and later parlayed into a literary career by Dave Eggers, particularly in McSweeney's and A Heartbreaking Work of Staggering Genius. But perhaps Povel's claim to hybridity is not all red herring, as the book does ring akin to Lyn Hejinian's My Life, at least in the way that it makes a sort of biographical narrative by aggregating a set of tenuously-related details.
The main difference is that Kim renounces just about all claim to "poetic"-sounding language. A Hejinian line might say something like "The waves rolled over our stomachs, like spring rain over an orchard slope," a sentence that might contain the somewhat ungainly noun "stomachs" but which also is built around a "nature-y" simile that should sit pretty comfortably with readers of traditional lyric poetry. Contrast this against Kim's "Sarcastic Starbucks Guy runs like a frantic penguin to get tea for the lady in front of me." Still based on a nature-themed simile, but the difference feels pretty stark, even if what exactly distinguishes it is hard to articulate. Is it just the presence of the corporation name? Is it the fact that this image feels, to me, familiar, whereas the "orchard rain" image feels, frankly, exotic?
Whatever the reason, Hejinian's book feels like a poem, whereas Kim's book feels not exactly like a poem or like a novel but a bit like reading straight through the archives of a breezy, funny blog. "It would suck to be a unicorn". "A woman walks in front of me as we climb the stairs and I notice that her ass resembles a pair of tympanis". The whole book is like this, ten thousand bits of random observation, accumulating in various ways, some of which take on some of the features of narrative (the book does have, for instance, characters, some of whom have back-stories, although how much "character development" is happening here is questionable).
The fact that the book piles on these observations and leaves them in free suspension qualifies it as an "Everything Device," although one that's fragmented and trivia-focused in comparison, to, say, Juliana Spahr's This Connection of Everyone With Lungs. One could almost think of Kim as the anti-Spahr: where Spahr's book keeps focusing consciousness outward, broadening it, attempting to see each detail as part of the Big Big Picture, Kim's book seems more focused inward, the sheer massive weight of detail-to-be-collected cramming out any sense of wider connectedness as it overtaxes the very consciousness responsible for collecting it: "Trying to constantly remind myself to write it down before my short-term memory takes it away." I'm not saying that Spahr's book is better—in fact, if you asked me which one works as a better representation of everyday consciousness, I'd say that while we all might wish we had minds like Juliana Spahr's—concentrated on making sense of world atrocity and issues of personal agency—I, for one, feel the shock of recognition much more when confronted with the mind of Geraldine Kim, fixated on TV shows, celebrity trivia, momentary impulses, vaguely narcissitic anxieties, and things said to me by an ex, years ago. This may or may not be lamentable." - Jeremy P. Bushnell

"Last week I dove right in to reading Povel by Geraldine Kim without researching the purpose of the book. I began reading without researching because I was so intrigued by the constant one-liners that seem to come out of her ‘stream of conscience.’ Immediately after I began reading the book I realized that I needed to grab a highlighter. It wasn’t until I was a few pages in that I realized… these seemingly random one-liners have a plot?! Within the first twenty-five pages I can tell already that there is a story developing centered around Geraldine Kim and her ex-boyfriend, and his mother too. Also, the “Starbucks worker” seems to be a developing character in this story.
I knew that I needed to do a little “google” search of this book to get an understanding of what Kim is trying to achieve, also, in class we were instructed to do this. So, I googled Povel by Geraldine Kim and one reviewer said, ‘POVEL is, in the author’s own words: “a successful merging between confessional verse poetry and the novel.’” (a little tid-bit that I did not immediately pick up on) A tid-bit I did pick up on is her extreme use of humor in throughout the book. I realized how far she is willing to take her humor when I read her “About the Author” on the last page. It was George W. Bush’s life story with the insert of her name… I guess it made me laugh, but come on–I really would like to know about the author without having to look it up on-line!!
I have really been enjoying this book and have been highlighting my favorite lines… I will now share some of my favorites:
‘It’s because I’m a vegetarian, ‘ is my answer for any/all health infirmities I encounter.
I say I don’t regret things because I regret things.
I’d like to think that someone who was put in my place would end up the same way.
In every room of our house, aside from the bathrooms, you can find a crucifix hanging somewhere. You can’t masturbate in peace.
Email: 0 New.
As quiet as a crowded elevator.
I’d like to believe in God if my mind would let me.
The worst feelings are boredom and fear
." - mddorse

"Wow. Geraldine Kim is hilarious. So far I have thoroughly enjoyed reading this book. It took me a few pages to decide how I needed to approach the text but I’ve decided that it is very much like reading Naked Lunch in that I’m sort of letting the text wash over me. That’s not to say I’m not paying attention to it. There just isn’t any clear linear narrative or any discernible structure that I can see. I am very insecure about my own writing and feel I can relate very much to the author (unfortunately not in terms of talent). I like that she undercuts herself by beating the reader over the head with the idea that she doesn’t take herself (or seemingly anything) seriously. As you read on, however, there are some very personal confessional moments where she lets her guard down. Like the line where she mentions that the vomit was green from her Vicodin overdose. She masks her pain in humor but I feel that the more you read, a much clearer picture of Kim begins to emerge. I feel this way despite the fact that she has established in the introduction that it is quite likely that a large portion of the text is fictional. The book is rife with pop culture and academic references I recognize, which is also very satisfying.
The challenge I’m now facing is how I can incorporate her style into my writing without the connection being too obvious and while still remaining original. Only my next workshop shall tell." - leftfield78

From the Book:

"My dad suggests writing about how expensive lawn care can be while my mom suggests writing about how she refused to have an amniocentesis while she was pregnant with me. A feeble effort to make time go faster. I wish I were exaggerating, but: In every room of our house, aside from the bathrooms, you can find a crucifix hanging somewhere. You can't masturbate in peace.”

“It's almost like a dream now. He named his car 'Maria' after the blue-veiled Wonder herself. The tone of his voice had an eerie quality to it, like talons. He asked me again to lie down. My warm face pressed against the cool white wall. Eyes closed, his knocks on the door reverberating throughout the bathroom. I could never bring myself to get completely buried by the snowflakes. 'Of course I'd fuck you if I was a guy,' I tell her. Sunday afternoons. I write 'As edgy as a blanket and as smelly as paper' because it's funny. I decided to become a vegetarian the day we dissected chicken legs in middle school. Not because of the chicken legs.”

Robert Walser - “A clairvoyant of the small”, the single most underrated writer of the 20th century: The gait of his language is quieter than a kitten

Robert Walser, Selected Stories, Trans. By Christopher Middleton (New York Review of Books, 2002)


One should never lose the natural ground beneath one’s feet while dreaming, especially about people, for otherwise one soon arrives at the point of making one’s characters utter words like: ‘Go, kill yourself’ - Robert Walser

"How to place the mysterious Swiss writer Robert Walser, a humble genius who possessed one of the most elusive and surprising sensibilities in modern literature? Walser is many things: a Paul Klee in words, maker of droll, whimsical, tender, and heartbreaking verbal artifacts; an inspiration to such very different writers as Kafka and W.G. Sebald; an amalgam, as Susan Sontag suggests in her preface to this volume, of Stevie Smith and Samuel Beckett.
This collection gathers forty-two of Walser's stories. Encompassing everything from journal entries, notes on literature, and biographical sketches to anecdotes, fables, and visions, it is an ideal introduction to this fascinating writer of whom Hermann Hesse famously declared, "If he had a hundred thousand readers, the world would be a better place."

"Described by Susan Sontag in the introduction to his Selected Stories as "a good-humored, sweet Beckett," Swiss novelist Robert Walser (1878-1956) committed himself to a sanatorium in 1933 and spent the rest of his life there. Admired by Hesse and Kafka, his subjects in these mostly very short pieces (an exception being the melancholic "The Walk") are various and appealing from an essay on trousers to a mock job application and a short "play" involving a stork and a porcupine: "What a kissing that would have been! We shudder at the thought of it." An excellent introduction to a masterful writer." - Publishers Weekly

"We don't need to see anything out of the ordinary. We already see so much." These lines, at the end of the single-page story "A Little Walk" (in which it appears, at first sight, that nothing happens) epitomise the work of the Swiss novelist Robert Walser. Having voluntarily entered a lunatic asylum in the late 1920s, he wrote nothing more for the last 20-odd years of his life. When asked by a friend if he was working on anything in the asylum, he famously replied: "I am not here to write, but to be mad." It is a stunning, and tragic, claim.
Walser was one of those individuals who stand at a slight angle to the world: first impressions suggest words like quirky, or surreal. But, if anything, his art was a beautifully sane challenge to the systematic assault on the subjective and quotidian that was already grinding away when he entered the madhouse. In an age that found it possible to diagnose the inner life as a sticky mass of tics and neuroses, Walser became a polite but stubborn champion of an everyday life in which psyche may play a central role, but pathology is not necessarily a given.
"About strange influences we still know very little," he says in "An Essay on Lion Taming", to explain why "I only glanced fleetingly at the actual person of the tamer, because I was afraid of doing him some harm. For, if I look at someone, I might be taking away his thoughts, his powers." Some may see this as symptomatic of madness of "paranoia" but for me it is the expression of a near-angelic courtesy, a wonderful readiness to make space for, and be careful of, the other.
Walser's work is shot through with such courtesies and with a fear that, in modern life, the space of the other is in constant danger of being violated, just as the self is in constant danger of becoming a set of symptoms.
"Nobody should be afraid of his own bit of weirdness," he says.
Walser's reputation has suffered from our inability to pigeonhole his works, especially the shorter pieces included in Selected Stories and Speaking to the Rose. Yet he saw himself simply as a novelist, explaining that "the novel I am constantly writing is always the same one, and it might be described as a variously sliced-up or torn-apart book of myself." Yet, though he seemed not to have continued this novel in his later years, perhaps the case of Robert Walser is not as clear as the mere facts suggest. Fondly, and perhaps foolishly, I like to think that he did carry it on, after he put down his pen and decided to be mad, but that for reasons of his own, he didn't choose to commit that work to paper. The task of imagining what that unwritten work might be is left to all of us, and that, too, is the legacy of this great novelist, one of the last century's finest." - John Burnside
Robert Walser, The Tanners, Trans. By Susan Bernofsky (New Directions Publishing, 2009)

"The Tanners, Robert Walser’s amazing 1907 novel of twenty chapters, is now presented in English for the very first time, by the award-winning translator Susan Bernofsky. Three brothers and a sister comprise the Tanner family—Simon, Kaspar, Klaus, and Hedwig: their wanderings, meetings, separations, quarrels, romances, employment and lack of employment over the course of a year or two are the threads from which Walser weaves his airy, strange and brightly gorgeous fabric. “Walser’s lightness is lighter than light,” as Tom Whalen said in Bookforum: “buoyant up to and beyond belief, terrifyingly light.”

"Robert Walser's early (1907) novel The Tanners concerns the autodidactic rebel Simon Tanner and his family. A coming-of-age story, it details Simon's intense and illuminating relationships with his brothers Klaus (an academic) and Kaspar (an artist), as well as his sister Hedwig (a school teacher). It's a curious sort of bildungsroman, however: there is little character development and Simon is never successfully integrated into society. Between odd jobs, Simon contemplates nature, engages in homespun (though insightful) philosophy, and is a student of human society (always from the position of a resolutely, almost absurdly cheerful outsider). But Simon is a young man of ability: he is articulate, bold, and engages the interest of powerful people. He talks his way guilelessly into the home of the wealthy and sympathetic Klara, who falls in love with Simon's brother Kaspar. There they live together, Simon and Kaspar, unemployed, violating social norms (thought not sexual mores: The Tanners is a chaste novel). And class relations here are always clear. In fact, Simon works briefly as a servant for an overtly cruel mistress. These relationships are dynamic, however: characters rise and fall from riches as in Smollett, including, ultimately, and most movingly, Klara herself. This is one indicator of modernity: social fluidity as opposed to a vestigial aristocracy; any other markers for modernism in The Tanners are more thematic than formal, as the novel is episodically structured, and its prose, while beautifully rendered (as translated by Susan Bernofsky), poses no real formal challenges. In the final analysis, Simon's cheerful refusal to acknowledge the pain and suffering inherent in human social life is a refusal to assume the emotional and spiritual burdens of life as officially constituted, framing these burdens as normative rather than intrinsic to human experience. Simon is in his way courageous: the unassuming hero of a remarkable and compelling novel." - Gary Lain

"Robert Walser's prose exudes fluorescence, if words on the page can be described as color. His protagonists have such brightly sharpened tastes and manners, and such blindingly astute observational skills that to read their ways of seeing is as enlightening, and at times as painful, as staring into the sun. Reading Walser fortifies me to notice, to study, and to transform into art those moments that I hope never come. But come they will, Simon Tanner notices repeatedly in Walser's first novel, The Tanners, published in Switzerland in 1907 but only recently translated into English. "Long live misfortune!" he toasts. "Misfortune is our lives' cantankerous but nonetheless honest friend."
On the surface, this book, built of twenty chapters marked by seasonal cycles, charts Simon Tanner's family dramas, particularly between siblings Klaus, Kaspar, Emil, Hedwig, and Sebastian. While Kaspar and Sebastian lead abstract, artistic existences, Klaus and Hedwig hold regular jobs and serve as Simon's anchors as he floats through daily life wondering why people seek mundane securities. "A bank is a foolish thing in springtime," Simon declares as he quits yet another menial job in favor of walking outdoors.
The Tanners is not merely the chronicles of a flaneur. Rather, it illustrates the high costs of spontaneous living. Simon feels the sting of poverty and loneliness while offering insightful, connective narrative threads between his childhood and the present, tracing the psychology of a man who chooses "impertinence" over basic human needs. "My mother frightened me because she uttered affectionate words so infrequently," Simon writes in one contemplative passage. Though fond of a woman named Klara Agappaia, he refuses to lend her more importance than his daily stroll. "She holds sway over me, of course, but what's the point in pondering? When I feel my limbs I am happy, and then I'm not thinking of any other person on earth.… I'm quite simply not thinking at all.… How lovely it is to be free."
Simon's decision to live without ties to others not only costs him Klara's love but also becomes a major motif. The Tanners, with its meandering, minimal plot, is really about the tension between what we think and what we do, particularly when that tension produces disappointment.
Heartbreaking as that is, what's remarkable is how Walser presents this antisocial and obsessive realm—with wit and keen self-awareness. Working briefly yet contentedly as a servant for a cold mistress, Simon writes in a letter to his brother: "Oh, I'm going to the dogs here, let me tell you, it already shows. My mind is occupied with folding napkins and polishing knives, and what's queer is that I like it." Simon might loathe his own "idiocy," but he's far from oblivious.
And even while Simon's primary concern seems to be himself, his thoughts can, at times, become exuberant and all-encompassing: "Religion in my experience is a love of life, a heartfelt attachment to the earth, joy in the present moment, trust in beauty, belief in mankind, a feeling of carefree pleasure during revelries with friends, the desire to ponder and a sense of not being responsible for misfortune, smiling when death arrives and showing courage in every sort of undertaking life has to offer." The Tanners is a book that epitomizes Walser's uncanny knack for combining microscopic personal detail with lofty, universal largesse." - Trinie Dalton

"It is the mark of a novel’s necessity when it hangs so strongly together, feels so absolutely essential in every last, smallest chunk, despite the fact that it offers the reader very little of what is generally construed as novelistic. In Search of Lost Time is perhaps the best example of this: it is a novel that is seven times as long as any novel should be, a heavily digressive work packed with belabored extended metaphors and absent all but the slowest plot momentum. Nonetheless, this bulky, misshapen beast continually takes flight before our unbelieving eyes, we have scarcely sat down with Proust than we have grown immersed, not so much for the ever-widening world or the vivid characters as for the singular logic of the prose.
So it is with Robert Walser’s first novel, The Tanners. The book is nothing more than the tale of a ne’er-do-well, idealistic young man who bounces from job to job, home to home, person to person, his life less a tidy arc than an oscillation gently tightening around what might be peace, albeit surely temporary. The book breaks rule after rule of novelistic writing: Walser takes it as his right to introduce major plot points on the flimsiest of pretexts, and he abandons them pages later once his attention has been diverted elsewhere; there is always the sense that Walser has his characters do certain things just for the excuse to muse for pages on end upon the nature and pleasures of, say, ballet, or walking; and his characters are scarcely capable of saying “pass the salt” without erupting into pages-long, quasi-philosophical speeches that espouse their meditations on life.
The novel should collapse under its own weight, it should fail for at least five different reasons. It doesn’t. It glides by like clouds escorted by sunbeams, and it leaves in its wake a series of jaw-dropping scenes, indelible images, sentences and phrases that will stop you cold. Whatever world The Tanners takes place in it is clearly not our own, and yet the book speaks to so much that is plainly human, and it does so in such a soft, solemn voice that reaches right out from the page.
The Tanners comes to us in the midst of a miniature Walser renaissance, the kind of thing that can occasionally happen with literature in translation when there is a happy confluence between savvy marketing, journalistic interest, and popular imagination. Walser’s bona fides were perhaps assured as far back as the 1920s, when Kakfa, Walter Benjamin, Musil, and Hesse all registered their admiration. (Per John Taylor in Context, Kafka was even once called “a special case of the Walser type” by Musil.) More recently, the esteemed Spanish postmodernist Enrique Vila-Matas has enshrined Walser in his modernist pantheon, and J.M. Coetzee has frequently written admiringly of Walser’s work. The publication of The Tanners means that now all four of Walser’s surviving novels are simultaneously in print in English (with plenty more miscellaneous works to go), and if Walser has not attained the altitude of W.G. Sebald and Roberto Bolaño, the two other phenoms in translation to which he bears comparison, his achievement is possibly more remarkable for the fact that his books are not only translated but also rescued form the dustbin of history.
The Tanners is the story of Simon, whom we meet on the novel’s first page as he applies for a job at a bookstore. It is easy to relish the unconscious irony in the naïve Simon’s words as he declares to the store’s owner that, though he has failed to stay in any job longer than a week, and moreover, though he can’t bother with references (in any case they’d all speak poorly of him), he has nonetheless resolved himself to a bookseller’s career and will be the store’s most devout employee, if only given a chance. Such is Walser’s skill at communicating between the lines that there can be no doubt as to what will happen: the kindhearted owner will take the bait, and just a week later Simon will renounce his job with appropriate brio and caprice:
I’ve come to realize that the entire book trade is nothing less than ghastly if it must entail standing at one’s desk from early morning till late at night while out of doors the gentlest winter sun is gleaming, and forces one to scrunch one’s back, since the desk is far too small given my stature, writing like some accursed happenstance copyist and performing work unsuitable for a mind such as my own.
Simon’s resignation, which rattles on for two pages, is typical of the long-winded but nonetheless somehow elegant speechifying that all of Walser’s characters adopt as the preferred mode of discourse. As Simon does here, throughout The Tanners Walser’s creations are capable of having entire conversations with themselves yet never quite forgetting that they are ostensibly speaking to someone else. Thus it is that Simon’s simple resignation ranges over such themes as the squandering of one’s youth, the relative superiority of American desks to German ones, and a renunciation of bourgeois materialism. Yet the speech is so circumspect in what it reveals and so generous in what it implies that at the end of it all Simon can say, without a trace of irony, “So be it, I shall hold my tongue.”
After quitting the book trade Simon bounces into another job (he’ll soon grow tired of it) and happens upon a lovely apartment at the edge of a wood that he comes to share with his brother Kaspar, a painter. Eventually they’re joined by their older brother, Klaus, the family’s hardest worker and best material success, and their only sister, Hedwig, a naturally empathetic schoolteacher who understands Simon best of all the siblings, but who lives behind a veil of repression. For a time the family is somewhat happy together, but then they are again dispersed: Kaspar and Simon are dismissed from the apartment (which has been sold out from under them), and Simon again wanders, eventually coming to live in the country with Hedwig.
The Tanners continues in this effortless mode for the whole of its 350 pages, Walser’s prose maintaining a lightness and simplicity such a reader is pulled right though the text, as though bouncing along a cushion of air. The book doesn’t so much follow a path as continually blossom outward, expanding to encompass ever more experiences, thoughts, and points of view without ever quite attaining a sense of forward momentum—fitting, since it is more in the nature of The Tanners to accrete than to order. What holds it all together is Simon’s consciousness, which is privileged throughout and with which we are clearly meant to sympathize. The young romantic’s lust for experience and his capacity to quantify these experiences in beautiful sentiments seems boundless—in truth this is the only propulsive force behind the novel—although it would be absolutely wrong to say that Simon remains a cipher, or even to say that he doesn’t develop as a character. Quite the contrary: what is arguably most pleasing about this exhaustively pleasing novel is Simon’s simple humanity, his ability to convey his love for “the gentlest winter sun,” and Walser’s ability to make us understand the equally gentle soul that makes such a love possible. Though he rarely profits from it, Simon at times seems to have a certain amount of insight into this soul (“The forest has, for the time being, lost its appeal for me, and I don’t wish to be tempted by it”); yet he mostly exists in a tenuous dialog with it, following its dictates when he must, occasionally warring with it, always, we sense, wanting to understand it but never quite managing to.
Simon’s gentle soul is the proverbial gift and the curse, the thing that makes his life art but that also brings him within a breath of starvation in the cold winter night. Indeed, by novel’s end Simon has surely exhausted every job open to him, the only alternative remaining the same one the Walser himself succumbed to: the Kafkaesque-named Copyists Office for the Unemployed. Walser’s description of this office shows The Tanners at its closest approach to Kafka, from the office’s “formerly unemployed” monarch (“for whom the post had been created to give him a suitable occupation for his old days”) to the copyists themselves, always fighting tooth and claw over “the pettiest advantages.” The highest victory the copyist strive for is to be recruited to short-term employment outside of the office, where they can leave their hateful surroundings and receive a pittance more in payment. Walser’s description of the men’s competition for these coveted spots makes them at once pitiful, vicious, and barely human:
And so there was always a certain competition for such positions and an ogling of the one selected. Many believed they were always unjustly overlooked, while others, on the other hand, thought it advantageous to court and flatter the administrator and his under-official to attain what they so yearned for. It was approximately like a pack of trained dogs leaping up to snatch at a sausage that was constantly being jerked out of reach on a string, each dog firmly convinced that the others had no business going after the sausage, though without, of course, being able to substantiate that belief.
Eventually Simon flees the Copyists Office just as he does all other jobs and structured environments, and for a time it looks as though The Tanners will end with his untimely demise. Not quite—Simon escapes by the luckiest of breaks, allowing Walser to end The Tanners enigmatically, yet satisfyingly. After Simon throws himself out of the Copyists Office, he meets up with one final alternative, an alternative that, in retrospect, is the one thing that Simon has been in search of for the entire novel. Has Simon found peace and an end to his wanderings? Of course not—this is no more in Simon’s nature than long-term employment—but he has found a novel new doorway to pass through, and with it a way to replenish himself and begin his oscillations anew in the future. It is hard to imagine that Simon could ask for anything more.
A bird’s-eye description of The Tanners‘ general shape and textures can convey something of the romantic, multifaceted spirit that governs this novel, but the book’s subtly bizarre logic is best seen up close. It is a logic most often synonymous with Simon’s personality, as it almost always comes to us either filtered through his mind or in response to something he has said or done. (Thus, although The Tanners has been called polyphonic because of the multiple philosophies that it continually introduces, I would argue that it does not fit Bakhtin’s definition.) For instance, when Walser does something as innocuous as describe the moon that rises above The Tanners‘ Germany, it is quite clearly the moon as Simon sees it:
Often it seemed to him that a large fiery-red ball went whistling up into the air from the dark bushes beside him, from the sleeping earth, and when he looked, it was the moon dancing up into the sky, floating ponderously against its backdrop, the universe. How his eye then clung to the pale weightless shape of this loveliest of heavenly bodies. That this far-distant world appeared to be tucked away just behind the bushes seemed so strange to him, close enough to be fingered and grasped. Everything appeared to him near at hand. What was the concept of distance in the face of such withdrawal and drawing near. The infinite suddenly appeared to him infinitely close.
These musings on the moon are typical of Simon’s youthful manner: though they are never presented as anything more than the straightforward, unpretentious thoughts of a young romantic, they clearly carry with them a second skin (a skin, one imagines, that Simon is scarcely aware of), and they are capable of the oddest, most entrancing leaps of logic. Thus when Simon sees the moon, a mere optical illusion leads him to experience a sort of vertigo in which he feels the entire universe pull into him, even the farthest objects suddenly becoming “infinitely close.” It all begins with a more or less believable, if irregular, vision of moon (a “fiery-red ball”) moving as the moon never does (“whistling up into the air”), but then Simon suddenly leaps to the fanciful idea that the moon has come out the bushes and might be clutched like any conventional object. From here we are suddenly propelled into the twisted, paradoxical land of infinities, a difficult enough concept that is hopelessly complicated by performing the perplexing feat of drawing “infinitely close,” whatever precisely that means.
The thing about The Tanners is that such odd pronouncements can be found on almost every page: “I was born to be a gift,” Simon declares; later he tells an artist “I’d like to be a little bit of nature and be loved by you the way you love every bit of nature”; and at another point he muses “One must get to know all things, and one makes a thing’s acquaintance only by touching it courageously.” An argument can be made for appreciating such fine sentences for their own sake, for simply luxuriating in the innovative sentiments and structures they present a reader with, but this is not what Walser is after in The Tanners. Simon’s remarks are never merely aphorisms or just bits of apt description—they always rebound back like a boomerang to zero in on Simon’s character and his circumstances, communicating the genuine thoughts of this young man who knows much more than he realizes.
In the end, Simon provides a very human link that makes comprehensible these ideas that can scarcely be called common. Kafka is said to have been a great admirer of Walser, and though the airy, dreamlike pleasantness of the latter’s fiction can scarcely be a greater contrast to Kafka’s steadily tightening nightmares, the two authors share an ability to create a highly skewed world that still feels very close to our own, even though it clearly is not ours. I would say that this is something each achieves via the humanity of his protagonist. In the case of The Tanners, Walser’s impressionistic view of our common human reality is always rooted in Simon’s spirit of romanticism, and his intent to embrace the world in the present moment. The importance of the latter point to Walser’s vision cannot be stressed enough, for few books outside of tracts on Buddhist thought are as filled with paeans to present-living as is The Tanners. The pleasures of nostalgia—though hardly ignored or even necessarily looked down upon in The Tanners—are always secondary to the pleasures of life as experience. Under Walser’s pen, nostalgia becomes a sort of rest home for those who lack the strength of character to live as Simon does: strictly in the moment, without fear of the future nor a softness for the past. Joined by a few kindred souls, Simon is always at a forward march into the future, and if this future may be extremely ill-defined and haphazardly encountered, that only adds to the beauty of this way of life. Always it is the spirit of forward momentum that counts, the lightness of being, a jouissance that comes when living itself attains the status of art.
Thus, in The Tanners it is never the world itself that troubles humans or causes them misery but rather the fact that they succumb to undue seriousness. Simon’s brother Kaspar, an artist who believes that a life of spontaneity and present-mindedness is the only happy one possible, relates this moral in a story about a fellow painter named Erwin who “allows himself to be made a fool of by any one thing, tormented and tricked for so long.” In a story within The Tanners that excerpting can only vulgarize, Kaspar tells of how Erwin, fed up with his “godawful” paintings, grows more and more serious about art, even as he grows more and more puzzled by Kaspar’s own “lighthearted” approach. As Erwin becomes entrenched in rigor, his art becomes ever more stultified. Then one day he and Kaspar decide to set off on a long walk together. Though Kaspar finds walking “an easily grasped pleasure,” Erwin finds that he “could barely move forward: In truth, his strength had been sapped by the excess of his artistic longings.” Erwin reaches a catharsis in the midst of the journey when he cries out at the beauty of a vista (one of many instances where Walser celebrates the rehabilitative power of nature), but he quickly returns to his old self: at journey’s end the two men stay in the house of Kaspar’s sister, Hedwig, and Erwin, taken with her, is barely able to utter a word. He soon leaves defeated and alone, utterly pitied and disdained by Kaspar.
Against these individuals who live life with such unbearable weightiness of purpose Walser contrasts the happy few with a romantic sensibility, of course led by the irascible Simon. Walser’s accomplishment in The Tanners is to honestly convey the utter whimsicality that guides Simon’s life—and all the practical problems that it entails—while still making Simon into a sympathetic, even admirable being. This is not a simple task: frequently in literature romantics become the sacrificial lambs offered up to the full brutality of a ruthless world; even when they are fortunate enough to survive unscathed they tend to be condescended to, forced to exist as a foil or a counterexample, a cipher that retains mysterious, and largely ill-defined, knowledge. Simon is none of these. By the end of The Tanners his way of life has become intimately embodied, and even if we choose not to partake in his lifestyle it is difficult not to respect Simon and to grant him a certain nobility. Walser achieves this in part by his willingness to see the life of a romantic in a holistic way: though the spirit of romanticism is celebrated in The Tanners, the life of a flaneur is never pandered to. Simon certainly knows the deprivations and insults—petty and grand—of a world that has no use for him, yet his idealism is never sullied by bitterness or irony. His singleminded dedication to a life that even he knows is untenable is what at once makes him worthy of our sympathy and our attention. Walser’s sober, knowing portrait of the romantic life is probably the only that could have been justly written when The Tanners was originally published in 1907, and yet the book is all the more powerful, the image of forthright Simon all the more compelling, for the acknowledgement of romanticism’s inherent incompatibility with the modern world.
In the final consideration, it might be that Simon’s nobility is conferred by the fact that on some level he comprehends his lifestyle as a duty that he must live up to (the only duty he lives up to, it should be added). This complicated relationship is captured in an exchange between Simon and his serious, industrious, and utterly well-meaning older brother, Klaus. At one point Klaus, who has always watched over the wayward Simon with the best of intentions, decides to sit down for a heart-to-heart talk. Klaus becomes “delighted” when he realizes Simon is not so dumb as he assumed; he sees “how comprehending Simon was regarding various things he’d at first assumed his brother, given his circumstances, would simply make fun of and laugh.” Klaus goes on: “I didn’t think you half so serious as you are proving to be!”
Simon’s response bespeaks the great depths that lie beneath his seemingly simple persona: “I don’t make a habit of displaying my reverence for a great many things. I tend to keep matters like this to myself, for I believe: What’s the point of wearing a serious expression if one’s been earmarked by fate—I mean, if a person has perhaps been chosen—to play the fool.”
It would seem that Simon here acknowledges a great seriousness within him, a seriousness he is at such pains to hide that even his brother did not know it was there. Paradoxically, Simon brings this seriousness to his decidedly lighthearted lifestyle: as he says, it is the life he has been chosen to live, and so he will do his best to live up to it. It is this paradoxical sense of duty to whimsy that makes The Tanners possible, for it makes us understand why our protagonist might be so obsessed with examining a life devoted to living without consequence—and also why a novelist would choose to write a novel that attempts to parse on the page something as ineffable as the romantic spirit." - Scott Esposito

"In the most recent translation of Swiss writer Robert Walser’s work, The Tanners, we are reminded once again why Kafka and Musil were fans—his wit. And like everything in Walser’s writing, it is nuanced and subtle. Instead giving us our melodrama straight with no chaser, he blends it with irony, insouciance and imagination so that it doesn’t make us wince when gulp it down; instead, it smoothly sates our desire for a good story and leaves us wanting more. The Tanners, written in 1907, is the semi-autobiographical tale of the five children—four boys and one girl—of the Tanner family: Klaus, Kaspar, Simon, Hedwig, and a son who resides in a mental institution and merits only a mention in the book. Walser focuses the book around Simon, the young, aimless brother who is a bizarre combination of arrogance, self-entitlement, humility, humor, and love for all of mankind. It’s the words of Simon that at once bold and entertaining. His honesty woos the reader until you become smitten and want to hear anything that he has to say. He simply does not care what he is supposed to do as a young man in society; he cares only for his own happiness that he expresses slyly to the owner of a bookshop:
You have disappointed me. Don’t look so astonished, there’s nothing to be done about it. I shall quit your place of business this very day and ask that you pay me my wages. Please, let me finish. I know perfectly well what I want. During the past week I’ve come to realize that the entire book trade is nothing less than ghastly if it must entail standing at one’s desk from early morning till late at night while out of doors the gentlest winter sun is gleaming, and forces one to scrunch one’s back, since the desk is far too small given my stature, writing like some accursed happenstance copyist and performing work unsuitable for a mind such as my own, I am capable of performing quite different tasks, esteemed sir, than the ones entrusted to me here. I’d expected to be able to sell books in your shop, wait on elegant individuals, bow and bid adieu to the customers when they’re ready to depart. What’s more, I’d imagined I might be allowed to peer into the mysterious universe of the book trade and glimpse the world’s features in the visage and operation of your enterprise. But I experienced nothing of the sort.
And this is when it becomes impossible to avoid falling in love with Simon, Walser’s cocky romantic bohemian. Seemingly each member of the Tanner family represents an element of society: Klaus, the staid older brother who ensconces himself in a respectful position in academia; Hedwig, the hardworking and generous country teacher who enjoys the simplicities of rural life; Kaspar, the tortured artist who’s vulnerability leave women swooning; Emil, the institutionalized man who had everything the world could offer except sanity; and Simon, the rebellious dreamer who shuns the shackles of modern society. Walser himself shuttled from job to job like Simon and also had mental illness, like the eldest Tanner brother, spending the last 27 years of his life in a mental institution. The Walser family had a long and distinct line of mental illness beginning with Walser’s mother and spreading throughout the family. Though all the members were highly functional, Robert seemed to be the most productive while institutionalized, turning out story after story and developing his “mikrogramme” style of pencil writing that took years for editors to decipher. Regardless of the heavy tone of his personal life, there is a lightness that prevails when his characters confront the existential and practical issues of living life. Simon represents the perfect antidote to personal tragedy and inner demon for Walser. Simon addresses a man in a bar who begins telling the story of Emil without knowing that Simon is his brother. At the end of the story, Simon gracefully responds about the role of insanity in his family:
No, it cannot possibly run in the family. I shall deny this as long as I live. It’s simply misfortune. It can’t have been the women. You’re quite right when you say it wasn’t them. Must these poor women always be at fault when men succumb to misfortune? Why don’t we think a bit more simply about it? Can it not lie in a person’s character, and therefore in the soul? Look, if you will, how I am moving my hand just now: Like this, and in the soul! That’s where it lies. A human being feels something, and when he acts in such-and-such a way, and then collides with various walls and uneven spots, just like that. People are always so quick to think of horrific genetic inheritances and the like. And what cowardice and lack of reverence to insist on holding his parents and his parents’ parents responsible for his misfortune. This shows a lack of both propriety and courage, not to mention the most unseemly soft-heartedness! When misfortune crashes down upon your head, it’s just that you’ve provided all that was needed for fate to produce a misfortune. Do you know what my brother was to me, to me and Kaspar, my older brother, to us younger ones? He taught us on our shared walks to have a sense for the beautiful and the noble, at a time when we were still the most wretched rascals whose only interest was getting up to trick. From his eyes we imbibed the fire that filled them when he spoke to us of art. Can you imagine what a splendid time that was, how ambitious—in the boldest, most beautiful sense of the word—our quest for understanding? Let’s drink one more bottle together, I’m buying, yes that’s right, even though I’m just an unemployed ne’er-do-well.
Simon is a dichotomy—enamored by and ultimately indifferent to humanity. He approaches everyone with patience and tolerance. He exits the situation when he bores of it, but always with a lighthearted diplomacy. Off goes this bohemian, not a goal in sight, welcoming any situation that he stumbles upon with a pleasant air of hope. By the end of the novel, Walser’s style has mesmerized you with his interesting twist on the mundane and the abstract, and you will find it difficult to rouse yourself from his view of the world that captures a time and an essence.
He is a modernist in a true sense and it is a small wonder he is just now coming back in fashion. Thanks to the folks at New Directions as well as to the excellent and fluid translation by Susan Bernofsky, we can delve into his story effortlessly. Be thankful like Kafka and Musil that Walser existed and live to tell about it." - Monica Carter

"First off... this book is funny. Funny in that offhanded, early 20th century funny. But funny in a timeless way. Funny as only the down and out and slightly insane can write funny. Walser wanders in and out of story & thought. In and out of letters to and from bothers. In and out of jobs and towns. His protagonist, Simon, is off-the-cuff and unremarkable (though charming and fascinating) except in his own eyes." - Nick Buzanski

"Although the Swiss-born modernist Robert Walser was cited as a favorite author by Franz Kafka and Robert Musil, his stellar fan base never translated into actual fame, at least during his lifetime. He died inglorious and relatively unknown, dead in the snow of a heart attack, after having resided in a mental institution for most of the last 27 years of his life. The man whom W. G. Sebald, in his introduction to The Tanners, calls “a clairvoyant of the small” not only observed and beautifully reported the easy-to-miss minutiae of his surroundings in four surviving novels and hundreds of shorter pieces, but actually wrote, in pencil, in a hand so tiny that editors have found some of it indecipherable.
The Tanners—an early semiautobiographical novel, but the last to be translated into English—is the story of the utterly unambitious Simon Tanner and his siblings Kaspar, Klaus and Hedwig (there is one more brother, consigned to a mental institution, but he’s mentioned only in passing). Much to his upright brother Klaus’s chagrin, Simon is content to neither contribute to nor detract from society, perfectly happy to be a whimsical nonentity. At first glance, Simon seems unremarkable (if eccentric), floating through life and flouting bourgeois conventions. But watch him, and you’ll see that his statements are hilarious, subversive and sometimes deeply strange. “If one wishes to have an employee,” Simon reprimands his bewildered boss, “I believe one should know how to accommodate him.”
Walser’s writing lacks much of the outright cynicism and existential despair that characterizes the work of his better-known contemporaries. The sensibility is that of a writer who understands misery but chooses to dance a jig around it, hinting at the melancholy rather than diving in headfirst. Simon is the perfect vehicle for Walser’s playful, faux-obsequious language—through him, the many tangents and clownish hyperbole that make Walser so special seem natural. While none of his characters will ever be a leader—not Simon nor the servant protagonist of his 1909 novel Jakob von Gunten nor, obviously, the titular “hero” of The Assistant—in his treatment of them, Walser has shown himself to be every bit the master." —Drew Toal

"Reading through the book one gets the impression that Walser suffered from some sort of literary anti-ADD. For him pen and paper must have swelled, as though viewed through a magnifying glass, until he could clearly see the missing bits of speech and chronicle he had yet to include. He then slotted all those bits into place so that each description, each dialogue, spans over pages and pages with hardly a pause for paragraphs breaks, or even the other sides of his characters’ meandering conversations. When Walser’s characters congregate in dining-rooms or stroll through fields, they don’t converse—they orate. In a 2000 review of The Robber and Jakob von Gunten, J.M. Coetzee remarks that “Walser’s texts are driven neither by logic nor by narrative but by moods, fancies, and associations: in temperament he is less a thinker or storyteller than an essayist.”
Yet somehow, despite his daunting blocks of unbroken text and long-winded oratory, Walser’s work remains readable and delicate. His humor is complex and his descriptions are laid out beautifully, with a painter’s eye. Simon’s indecision becomes irksome at times, but as his sister proclaims to him in a moment exaggerated vexation, “your behavior liberates our behavior from every sort of restraint.” And I find myself agreeing with her." - Tim Bagdanov

"I’m still standing at the door of life, knocking and knocking, though admittedly none too forcefully, and breathlessly listening to see whether someone will decide to open the bolt and let me in. A bolt like this is rather heavy, and people don’t like to come to the door if they have the feeling it’s just a beggar standing outside knocking. I’m good at nothing but listening and waiting, though in these capacities I’ve achieved perfection…
I’ve been reading Robert Walser’s The Tanners for more than a month. It’s a novel best consumed in small doses, full of wonderful writing and a touch of madness. In a way, it strikes me as the novel that I imagine to be most like Walser himself: contradictory, plotless, modest, and occasionally magical. It deals with dichotomies: freedom and dependence, city and country, money and the lack of money.
The Tanners is the story of the Tanner siblings: Klaus, Hedwig, Emil, Kaspar, and Simon, who is the main character. Simon is a man of little ambition, drifting through life, jobs, borrowed places of residences, friendships. lovers. His real talent is the gift of gab and its offshoot – the gift of self-delusion. As he alternates between berating himself for his total lack of ambition and cherishing his utter independence, Simon spends an inordinate amount of time convincing himself – at least momentarily – of the goodness of his intentions, whatever they may be at the moment. People either flee him in disgust or adopt him.
It’s curious that The Tanners, written in 1907, was never translated into English before this year, for the book would have been a Bible to the hippies and the Beats of my generation. “Misfortune is educational,” Simon declaims, echoing a sentiment many of us shared as we muddled through the awful 60s. Simon’s philosophy of life was one I could have called my own forty years ago: “I currently enjoy the respect of only a single person, namely myself. But this is the one whose respect is worth the world to me; I am free and can always, when necessity commands, sell my freedom for a certain length of time so as to be free again after.” What Simon rarely sees is the effect his dependence has on others; and, of course, no one can ever become dependent on Simon." - sebald.wordpress.com

Read also:
"On the road to madness" by John Goldbach
http://www.theglobeandmail.com/books/review-the-tanners-by-robert-walser/article1329606/

"Review: The Tanners, Robert Walser" by Tom Cunliffe
http://acommonreader.org/review-the-tanners-robert-walser/


"Robert Walser: The Tanners" by Trevor
http://mookseandgripes.com/reviews/2009/09/03/robert-walser-the-tanners/


Robert Walser, Speaking to the Rose: Writings, 1912-1932, Trans. by Christopher Middleton (University of Nebraska Press, 2005)

"The Swiss writer of whom Hermann Hesse famously declared, “If he had a hundred thousand readers, the world would be a better place,” Robert Walser (1878–1956) is only now finding an audience among English-speaking readers commensurate with his merits—if not with his self-image. After a wandering, precarious life during which he produced poems, essays, stories, and novels, Walser entered an insane asylum, saying, “I am not here to write, but to be mad.” Many of the unpublished works he left were in fact written in an idiosyncratically abbreviated script that was for years dismissed as an impenetrable private cipher. Fourteen texts from these so-called pencil manuscripts are included in this volume—rich evidence that Walser’s microscripts, rather than the work of incipient madness, were in actuality the product of desperate genius building a last reserve, and as such, a treasure in modern literature. With a brisk preface and a chronology of Walser’s life and work, this collection of fifty translations of short prose pieces covers the middle to later years of the writer’s oeuvre. It provides unparalleled insight into Walser’s creative process, along with a unique opportunity to experience the unfolding of his rare and eccentric gift."

Read also:
"Sovereign Insignificance: Review of Speaking to the Rose: Writings, 1912-1932 by Robert Walser" by Tom Whalen
http://www.tomwhalen.com/files/criticism/Marginalia_Walser_Whalen.pdf

Robert Walser, The Microscripts, Trans. by Susan Bernofsky (New Directions Publishing, 2010 )

"Robert Walser wrote many of his manuscripts in a highly enigmatic, shrunken-down form. These narrow strips of paper (many of them written during his hospitalization in the Waldau sanatorium) covered with tiny ant-like markings only a millimeter or two high, came to light only after the author’s death in 1956. At first considered a secret code, the microscripts were eventually discovered to be a radically miniaturized form of a German script: a whole story could fit on the back of a business card. Selected from the six-volume German transcriptions from the original microscripts, these 25 short pieces are gathered in this gorgeously illustrated co-publication with the Christine Burgin Gallery. Each microscript is reproduced in full color in its original form: the detached cover of a trashy crime novel, a disappointing letter, a receipt of payment. Sometimes Walser used the pages of small tear-off calendars (but only after cutting them lengthwise and filling up each half with text). Schnapps, rotten husbands, small town life, the radio, pigs (and how none of us can deny being one), jealousy, Van Gogh and marriage proposals are some of Walser’s subjects. These texts take strength from Walser’s motto: “To be small and to stay small.” 65 full-color." illustrations
Robert Walser, The Assistant, Trans. by Susan Bernofsky (New Directions Publishing, 2007)

"The Assistant is his breathtaking 1908 novel, translated by award-winning translator Susan Bernofsky. Joseph, hired to become an inventor's new assistant, arrives one rainy Monday morning at Technical Engineer Karl Tobler's splendid hilltop villa: he is at once pleased and terribly worried, a state soon followed by even stickier psychological complexities. He enjoys the beautiful view over Lake Zurich, in the company of the proud wife, Frau Tobler, and the delicious savory meals. But does he deserve any of these pleasures? The Assistant chronicles Joseph's inner life of cascading emotions as he attempts, both frantically and light-heartedly, to help the Tobler household, even as it slides toward financial ruin. Tobler demands of Joseph, "Do you have your wits about you?!" And Joseph's wits are in fact all around him, trembling like leaves in the breeze—he is full of exuberance and despair, all the raptures and panics of a person "drowning in obedience."

"Robert Walser is admired today mostly for his short prose pieces, which originally appeared as entertaining feuilleton in Swiss and German newspapers in the early decades of the 20th century. It is said that Kafka would search the paper for Walser’s stories and read them aloud to friends. But Walser also wrote novels. Only four have survived, and until now just two, Jakob von Gunten and The Robber, have been available in English. So it is with considerable delight that Walser’s small but passionate readership will greet the arrival in English of The Assistant (Der Gehülfe).
Written in 1907 and based closely on Walser’s own experiences, The Assistant tells the story of a young man’s six-month stint as assistant to a fledgling inventor. Joseph Marti, 24 years of age, has spent an unhappy time living hand-to-mouth in the capital (unnamed, but presumably Zurich). When the employment bureau suggests a position in the technical offices of Carl Tobler, Joseph accepts.
Previously a factory worker, Tobler has used an inheritance to set himself up as an entrepreneurial inventor. Tobler is a mercurial, generous boss and welcomes Joseph into his little family circle; Joseph revels in his new position and in the comforts of the Tobler family home, located less than an hour outside of the capital.
But all is not well with the Tobler enterprise. Joseph isn’t being paid. Nor, soon enough, are the inventor’s suppliers, nor his gardener, nor his wife’s dressmaker, nor the power company, nor the town merchants. As beautiful summer turns to fall and then winter, Joseph’s responsibilities shift exclusively to responding to duns and fending off unwelcome visitors. The novel tracks Tobler’s decline from self-respecting citizen to desperate debtor and the impact of that decline on all the members of the Tobler household.
The Assistant is nearly twice as long as Jakob or Robber and in fact bears a surprising resemblance to the larger, fashionable tomes written by Walser’s more successful contemporaries such as Mann or Hamsun. (Mann’s Buddenbrooks, which also deals with the decline of a family business, appeared just seven years before The Assistant, and is probably a work Walser knew well.) The Assistant displays a distinctly Mannian eye for human weakness; take, for example, the case of Joseph’s predecessor, Wirsich, who was sacked for drunkenness. One afternoon after Joseph is installed at the villa, Wirsich returns, accompanied by his mother, to meet with Tobler and determine whether he might be reinstated. The awkwardness of the meeting, Wirsich’s attempts to save face, and the sadness of Wirsich and his mother as they depart for home are affectingly rendered. A few months later, Joseph encounters a reformed Wirsich, who proudly announces that he has found a new position. Together they repair together to an inn to celebrate with a glass of beer. A month later, Joseph learns that Wirsich has lost this new job, too.
Also worthy of Mann is Tobler’s daughter Silvi, an awkward creature who has never earned the love of her family. To Joseph’s horror, Silvi is routinely beaten and confined by the housekeeper, Pauline, while the family looks on unconcerned. “Wherever there are children,” Walser writes, “there will always be injustice.”
But while Walser’s second novel is more conventional than his later books, it also bears his unique stamp. The Assistant is enlivened with Walser’s characteristically florid descriptions of the natural and urban landscape:
What days these were, wet and stormy, and yet there was still something magical about them. All at once the living room became so melancholy and cozy. The damp and cold out of doors made the rooms more hospitable. They had already begun lighting the heating stoves. The yellow and red leaves burned and gleamed feverishly through the foggy gray of the landscape. The red of the cherry tree’s leaves had something incandescent and aching and raw about it, but at the same time it was beautiful and brought peace and cheer to those who saw it. Often the entire countryside of meadows and trees appeared to be wrapped in veils and damp cloths, above and below and in the distance and close at hand everything was gray and wet. You strode through all of this as if through a gloomy dream. And yet even this weather and this particular sort of world expressed a secret gaiety. You could smell the trees you were walking beneath, and hear ripe fruit dropping in the meadows and on the path. Everything seemed to have become doubly and triply quiet. All the sounds seemed to be sleeping, or afraid to ring out. Early in the morning and late in the evening, the slow exhalations of foghorns could be heard across the lake, exchanging warning signals off in the distance and announcing the presence of boats. They sounded like the plaintive cries of helpless animals.
Walser’s playfulness is also present, albeit in shadow. Tobler’s inventions, for example, range from the practical (a chair for invalids) to the preposterous (a vending machine that dispenses bullets). Tobler’s own favorite is called the “Advertising Clock,” a timepiece affixed with eagle wings on which paid advertisements can be displayed.1 The doomed contraption becomes a symbol of Tobler’s ill-fated venture, and, in Joseph’s mind, almost a living thing:
The Advertising Clock is sprawled on the ground in defeat, wailing for a bit of solvent capital. Go to it and give it your support so that it may gradually, one limb at a time, rise up again and successfully imprint itself on people’s opinions and judgments once and for all—a task that is worthy, if you will, of your mental abilities, and useful to boot.
Here also, although less evident than in his mature fictions, is the familiar self-undercutting narrator:
But why had Tobler moved here in the first place? What was it that had inspired him to choose this region as his domicile? The following somewhat unclear account seeks to address these questions.
In theme as well, the book reflects Walser’s lifelong preoccupation with the relationship between masters and workers. It would reemerge the following year in Jakob, his best-known and arguably most perfect novel, and again nearly twenty years later in his essay “Masters and Workers” (1926). As Walser knew, the master’s position depended paradoxically on the consent of the worker, for what is a master without a subordinate? What appears as social fact is in reality a delicate equilibrium only maintained by avoiding injury to the pride of either the ruler or the ruled. Pride also fuels Tobler’s ill-fated efforts, but it is a fragile quantity that wife and worker must labor to preserve. No doubt Walser enjoyed the irony in the fact that Joseph, working without a salary, serves as Tobler’s de facto benefactor.
Walser’s other great theme in The Assistant is love. The word appears in some form more than one hundred times in the book. Joseph has been disappointed in romantic love—we catch brief glimpses of an old friend Klara who Joseph still seems to be in love with—and falls into an unconsummated relationship with Tobler’s wife, whose loneliness matches his own. But equally important is the love Joseph feels as part of the Tobler household. One of a family of eight children, Walser was particularly interested in the ways a family is bound together. Perhaps we’ll know more about this dimension of Walser’s art when his first novel, The Tanner Siblings, appears from New Directions some time over the next few years." - Sam Jones
Robert Walser, Jakob von Gunten, Trans. by Christopher Middleton (New York Review of Books Classics Series, 1999)

"The Swiss writer Robert Walser is one of the quiet geniuses of twentieth-century literature. Largely self-taught and altogether indifferent to worldly success, Walser wrote a range of short stories, essays, as well as four novels, of which Jakob von Gunten is widely recognized as the finest. The book is a young man's inquisitive and irreverent account of life in what turns out to be the most uncanny of schools. It is the work of an outsider artist, a writer of uncompromising originality and disconcerting humor, whose beautiful sentences have the simplicity and strangeness of a painting by Henri Rousseau".

"The moral core of Walser's art is the refusal of power; of domination.... Walser's virtues are those of the most mature, most civilized art. He is a truly wonderful, heartbreaking writer." - Susan Sontag

"Robert Walser is a bewitched genius.... Terse and solid, Walser's prose is touched always with pain and laughter, peppered with irony and question marks, filled with loving lists of mundane objects, punctuated by startling fits of chaos.... Transfixed by his uncanny way of seeing, we behold, as he puts it, 'a spasm of the soul." - Newsweek

"Jakov von Gunten is not like any novel I have read before and not, despite all the comparisons, like any novel of Kafka's. It is more like a series of first person reflections, with only the repeating cast of characters and the narrator to hold the novel together. Kafka's novels all have a certain narrative drive, and here there is very little, although the story of the slow dissolution of the school is strangely moving. Bernard van Dieren once wrote that every original mind is a cosmos in itself: Walser gains nothing from being continually advertised as Kafka-lite. He is his own writer. By any standard, he is not as great a writer as Kafka, but his outlook is much more genial - less insular and more human - despite the fact that Walser and not Kafka was the one who ended up in the insane asylum. This book is his long masterpiece. The episodic rambling quality of the novel betrays Walser's roots in the short story, but the material never feels scattershot or forced together.Something Jakob says gets at what Walser might be trying to do - he's writing about the hair of the students in the school: "And because we all look so charmingly barbered and parted, we all look alike, which would be a huge joke for any writer, for example, if he came on a visit to study us in our glory and littleness. This writer had better stay at home. Writers are just windbags who only want to study, make pictures and observations. To live is what matters, then the observation happens of its own accord."A strange thought for someone writing in a diary! But maybe the diary form is the closest that any writer can come to approximating the feeling of life, and letting the reader make his or her own observations. Walser does seem to have a certain distrust of the intellect, but he is not a naive, untutored talent; what he sees, though, is the limitations of intellect, which is perhaps his closest relationship with Kafka - "One is always wrong when one takes up with big words," he writes, and produces a masterpiece using all small ones." - Christopher Middleton

"One learns very little here, observes young Jakob von Gunten after his first day at the Benjamenta Institute, where he has enrolled himself as a student. The teachers lie around like dead men. There is only one textbook, What is the Aim of Benjamenta’s Boys’ School?, and only one lesson, “How Should a Boy Behave?” All the teaching is done by Fräulein Lisa Benjamenta, sister of the principal. Herr Benjamenta himself sits in his office and counts his money, like an ogre in a fairy tale. In fact, the school is a bit of a swindle.
Nevertheless, having run away to the big city (unnamed, but clearly Berlin) from what he calls “a very, very small metropolis,” Jakob has no intention of giving up. He does not mind wearing the Benjamenta uniform; he gets on with his fellow students; and besides, riding the elevators downtown gives him a thrill, makes him feel thoroughly a child of his times.
Jakob von Gunten purports to be the diary Jakob keeps during his stay at the Institute. It consists mainly of his reflections on the education he receives there—an education in humility—and on the strange brother and sister who offer it. The humility taught by the Benjamentas is not of the religious variety. Their graduates aspire to be serving men or butlers, not saints. But Jakob is a special case, a pupil for whom the lessons in humility have a deep personal resonance. “How fortunate I am,” he writes, “not to be able to see in myself anything worth respecting and watching! To be small and to stay small.”
The Benjamentas are a mysterious and, at first sight, forbidding pair. Jakob sets himself the task of penetrating their mystery. He treats them not with respect but with the cheeky self-assurance of a child who is used to having any mischief on his part excused as cute, mixing effrontery with patently insincere self-abasement, giggling at his own insincerity, confident that candor will disarm all criticism, but not really caring if it does not. The word he would like to apply to himself, that he would like the world to apply to him, is impish. An imp is a mischievous sprite; an imp is also a lesser devil.
Soon Jakob has begun to gain ascendancy over the Benjamentas. Fräulein Benjamenta hints that she is fond of him; he pretends not to understand. She reveals that what she feels is perhaps more than fondness, is perhaps love; Jakob replies with a long, evasive speech full of respectful sentiments. Thwarted, Fräulein Benjamenta pines away and dies.
Herr Benjamenta, initially hostile to Jakob, is maneuvered to the point of pleading with the boy to be his friend, to abandon his plans and come wandering the world with him. Primly, Jakob refuses: “But how shall I eat, Principal?… It’s your duty to find me a decent job. All I want is a job.” Yet on the last page of his diary he announces he is changing his mind: he will throw away his pen and go off into the wilderness with Herr Benjamenta (to which one can only respond: God save Herr Benjamenta!).
As a literary character, Jakob von Gunten is without precedent. In the pleasure he takes in picking away at himself he has something of Dostoevsky’s Underground Man and, behind him, of the Jean-Jacques Rousseau of the Confessions. But—as Walser’s first French translator, Marthe Robert, pointed out—there is in Jakob, too, something of the hero of the traditional German folk tale, of the lad who braves the castle of the giant and triumphs against all odds. Franz Kafka, early in his career, admired Walser’s work (Max Brod records with what delight Kafka would read Walser’s humorous sketches aloud). Barnabas and Jeremias, Surveyor K.’s demonically obstructive “assistants” in The Castle, have Jakob as their prototype.
In Kafka one also catches echoes of Walser’s prose, with its lucid syntactic layout, its casual juxtapositions of the elevated with the banal, and its eerily convincing logic of paradox. Here is Jakob in reflective mood:
We wear uniforms. Now, the wearing of uniforms simultaneously humiliates and exalts us. We look like unfree people, and that is possibly a disgrace, but we also look nice in our uniforms, and that sets us apart from the deep disgrace of those people who walk around in their very own clothes but in torn and dirty ones. To me, for instance, wearing a uniform is very pleasant because I never did know, before, what clothes to put on. But in this, too, I am a mystery to myself for the time being.
What is the mystery of Jakob? Walter Benjamin wrote a piece on Walser that is all the more striking for being based on a very incomplete acquaintance with his writings. Walser’s people, suggested Benjamin, are like fairy-tale characters once the tale has come to an end, characters who now have to live in the real world. There is something “laceratingly, inhumanly, and unfailingly superficial” about them, as if, having been rescued from madness (or from a spell), they must tread carefully for fear of falling back into it.
Jakob is such an odd being, and the air he breathes in the Benjamenta Institute is so rare, so near to the allegorical, that it is hard to think of him as representative of any element of society. Yet in Jakob’s cynicism about civilization and about values in general, his contempt for the life of the mind, his simplistic beliefs about how the world really works (it is run by big business to exploit the little man), his elevation of obedience to the highest of virtues, his readiness to bide his time, awaiting the call of destiny, his claim to be descended from noble, warlike ancestors (when the etymology he himself hints at for von Gunten—von unten, “from below”—suggests otherwise), as well as his pleasure in the all-male ambience of the boarding school and his delight in malicious pranks—all of these features, taken together, point prophetically toward the petit-bourgeois type that, in times of greater social confusion, would find Hitler’s Brownshirts so attractive.
Walser was not an overtly political writer. Nevertheless, his emotional involvement with the class from which he came, the class of shopkeepers and clerks and schoolteachers, ran deep. Berlin offered him a clear chance to escape his social origins, to defect, as his brother had done, to the déclassé cosmopolitan intelligentsia. He refused that offer, choosing instead to return to the embrace of provincial Switzerland. Yet he never lost sight of—indeed, was not allowed to lose sight of—the illiberal, conformist tendencies of his class, its intolerance of people like himself, dreamers and vagabonds." - J. M. Coetzee
Robert Walser, The Robber, Trans. by Susan Bernofsky (University of Nebraska Press, 2000)

"The Robber, Robert Walser’s last novel, tells the story of a dreamer on a journey of self-discovery. It is a hybrid of love story, tragedy, and farce, with a protagonist who sweet-talks teaspoons, flirts with important politicians, plays maidservant to young boys, and uses a passerby’s mouth as an ashtray. Walser’s novel spoofs the stiff-upper-lipped European petit bourgeois and its nervous reactions to whatever threatens the stability of its worldview."

"Those familiar with the work of Robert Walser, who led a life of obscurity, but whose admirers included Kafka, Hesse, Musil and Walter Benjamin, won't need to be prompted to procure his 1925 novel, The Robber...In the eupohoric, endlessly proliferating style typical of his work of the early 1920's, this "story of a dreamer on a voyage of self-discovery" is in marked contrast to the angst and mystery of his earlier novel, Jakob von Gunten." — John Ashbery


Read also:
"Still Small Voice: The fiction of Robert Walser" by Benjamin Kunkel
http://www.newyorker.com/arts/critics/books/2007/08/06/070806crbo_books_kunkel?currentPage=all

"Reading Robert Walser" by John Taylor
http://www.dalkeyarchive.com/book/?GCOI=15647100550300&fa=customcontent&extrasfile=A1261DE0-B0D0-B086-B6E518BEE46289CA.html

"The Genius of Robert Walser" by J. M. Coetzee
http://www.nybooks.com/articles/archives/2000/nov/02/the-genius-of-robert-walser/

"Walser's Wake, 1956 – 1966" by Dieter Bachmann
http://www.eurozine.com/articles/2002-10-30-bachmann-en.html

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