Who Undermined "These Wonderful Philanthropic Organizations?" - Evil External Swindlers or Their Own Leadership

The rise and fall of yet another esteemed health care institution provides another cautionary tale about health care dysfunction. 

The Tragic Fall of the Picower Foundation

Two years ago, a highly-regarded charitable foundation had to close its doors, apparently one of the biggest victims of the Bernard Madoff Ponzi scheme.  Here is the Boston Globe version of the story:
The unfolding scandal surrounding the alleged Ponzi scheme run by Bernard L. Madoff yesterday claimed as a victim one of the largest foundations in the country, which has funded groundbreaking brain research at the Massachusetts Institute of Technology and diabetes research at Harvard Medical School.

The Picower Foundation of Palm Beach sent an e-mail to 'colleagues and friends' late yesterday saying that it was a victim of Madoff's alleged scheme and that it would soon shut down. With assets of more than a half-billion dollars, it is believed to be the largest charity to have been forced to close by the unfolding scandal.

'It is with great sadness that I write to inform you that the Picower Foundation has ceased all grant-making, effective immediately, and will close its doors in the coming months,' wrote Barbara Picower, the foundation's president, who added that its money was managed by Madoff.

Similarly, the New York Times reported without question:
One of the nation’s leading philanthropies, the Picower Foundation, announced on Friday that it was shutting down.

Also,
Listed previously at $1 billion, the foundation’s assets were managed by Bernard L. Madoff, Mrs. Picower said in a statement, and his 'act of fraud has had a devastating impact on tens of thousands of lives as well as numerous philanthropic foundations and nonprofit organizations.'

A Blow to Medical Research and Academic Medicine

This appeared to be a major blow to philanthropy, and to medical research and academic medicine.  Per the Boston Globe:
[No charities that had suffered from the Madoff scheme] were near the size of the Picower Foundation. In its 2007 tax return, it said the market value of its investment portfolio was $955 million. The Foundation Center, a nonprofit that tracks philanthropy, ranks the Picower philanthropy as the 71st largest in the United States by assets. It finances medical research at many leading institutions, human rights and child advocacy programs, and arts and cultural operations.
In particular,
A portrait of the Picowers hangs in the Picower Institute for Learning and Memory at MIT. They gave the center $50 million in 2002, which was, at the time, the largest grant from a single foundation the university had ever received. The foundation gave MIT another $4 million in May to launch a fund for faculty to conduct high-risk neuroscience research activities.

'I am deeply saddened by the terrible news,' Susumu Tonegawa, the Nobel laureate for medicine who founded the center in 1994, said in an e-mail.

It is unclear from the foundation's statement whether it lost all its money or just enough to force it to cease operations.

The Picower Foundation also gives MIT $200,000 a year to fund scholarships for graduate students, in the name of Norman Leventhal, the famed Boston developer and philanthropist. Leventhal was a director of Picower Foundation until this year.

The Picower Foundation also awarded $1.5 million for diabetes and metabolism research to Dr. Jeffrey Flier, dean of Harvard Medical School.
In addition,
[Dean Flier's] research funded by the foundation 'is over,' he said, unless he finds another funder.

Added his colleague, Dr. Barbara B. Kahn, chief of the division of endocrinology, diabetes, and metabolism at Beth Israel Deaconess Medical Center, 'I think it's tragic for the Picower Foundation and for the public that a single individual could undermine these wonderful philanthropic organizations that support excellent causes such as biomedical research.'
So that was the story in 2008. By then, we all knew that the scope of Bernard Madoff's fraud was audacious, and that all sorts of people were victimized, but it seemed a particularly low blow that he could "undermine these wonderful philanthropic organizations that support excellent causes such as biomedical research."  The narrative was one in which a prestigious, well-intentioned charity was laid low by an evil act perpetrated by a wily criminal.

Should Madoff be Blamed?

Or not. Today the Wall Street Journal reported the latest update on this story, on that seems quite dissonant with the version above:
A federal judge signed off Thursday on a settlement in which the widow of a longtime investor with convicted Ponzi scheme operator Bernard Madoff will return $7.2 billion to the victims of Mr. Madoff's fraud.


The settlement by Barbara Picower, the widow of Jeffry Picower, brings to nearly $10 billion the amount that Irving Picard, the court-appointed trustee for Mr. Madoff's firm, has recovered for people cheated in the scheme.

Recall that Barbara Picower was the President of the Picower Foundation.

Anechoic Stories About the Conflicted Leadership of the Picower Foundation

In fact, the glowing description of that foundation in the Boston Globe did not square with stories that ought to have raised serious questions about this apparent bastion of health care philanthropy, but instead were quite anechoic.

In 2001, the St Petersburg Times had published an expose of the Picower Foundation which suggested that its Jeffrey Picower used it in a complex scheme involving self-dealing for the purposes of personal enrichment.  The story is a bit complicated, but I provide details below to underscore its verisimilitude.

A Foundation that Appeared Virtuous

On one hand, it acknowledged how the foundation was set up to appear virtuous. One of the largest recipients of its apparent charity was the Picower Institute.
Picower's wife, Barbara, was active in determining the charities that received Picower Foundation grants. In 1999, the foundation gave $250,000 to the National Abortion and Reproductive Rights Action League, $700,000 to public television station WNET-Ch. 13 in New York, $120,000 to the Children's Aid Society and $107,000 to the Boys and Girls Clubs of Palm Beach County.

By far, though, its largest grant was to the Picower Institute. The foundation's $5.5-million donation was 41 percent of the $13.3-million in grants it made in 1999.
The Institute's leader was a famous medical academic:
Dr. Anthony Cerami was at the peak of his career in 1991 when he dined with Picower to celebrate his new job as president of the Picower Institute for Medical Research.

A dean at New York's Rockefeller University, Cerami had just been elected to the elite National Academy of Sciences, about the highest honor for a scientist short of a Nobel Prize.

'Dr. Cerami is what we call a giant in the scientific community, and he's also very well liked personally,' said Michael Kent, a biotechnology investor.
A Focus on  Drug Development

But it appeared that the main purpose of the Institute was actually to develop drugs, through a vehicle called Cytokine Networks:
Cytokine Networks held the rights to certain discoveries of the Picower Institute. In an arrangement common for non-profit medical research charities, it was set up in 1993 to commercialize science discovered at the Picower Institute.

'To bring science more quickly to the bedside -- that was their avowed mission,' Massey said of the institute.

Cytokine Network's largest shareholders were the New York-based Picower Foundation and the Picower Institute, which had each invested $2.5-million in the venture and held a combined ownership stake of 62.5 percent.

[Jeffrey Picower] owned no shares of the company.

Cytokine Networks held the rights to a drug labelled CNI-1493:
CNI-1493 has shown great promise in reversing Crohn's disease, a devastating inflammation of the intestine that is treated, though not always effectively, by injections. A small molecule can be taken in pill form and is cheaper to manufacture.

However, Jeffrey Picower, the husband of Barbara Picower, seemed to indirectly control Cytokine Networks:
he ran the board meetings, which were held at the New York offices of the JMP Group, Picower's investment holding company, said [Dr Glenn] Rice, the former Cytokine Networks executive.

'He was involved with every major decision,' Rice said. 'He'd get into minutia -- the capitalization of the company, screening potential new investors, personally reviewing the clinical trials. Virtually everything a chairman of the board would do, he did.'
Picower Foundation Sells Cytokine Networks to Picower (the Person)

And here comes the trick. Observe closely:
In 1999, [Cytokine Networks] ... merged with another private pharmaceutical company, PharmaSciences Inc., in which Picower was the majority shareholder.
So
When the merger was completed in 1999, Picower's non-profit organizations' equity stakes were diminished from a combined 62.5 percent of the old company to 24.5 percent of the new company.

Picower owned nearly 47 percent -- making him the largest shareholder in the company that had obtained the rights to CNI-1493.

An evaluation by Merrill Lynch put the merged company's fair-market value at $15 to $25 a share, making Picower's stake worth an estimated $40- to $67-million.

This is a pretty good trick:
Rice contends that by wearing all the hats in the merger, Picower had a conflict of interest.

In any business negotiation, each side tries to get the best deal. Yet in this merger, the interests of Picower's non-profit organizations were pitted directly against Picower's personal interests.

On one side were shareholders of Cytokine Networks, mainly the Picower institute and foundation. On the other side were the shareholders of PharmaSciences, primarily Picower.

Picower called the shots at the institute and foundation. So, Rice said, the question is this: On whose behalf was Picower working? His own? Or his non-profit organizations?

'The valuation here would be crucial,' said George Cowperthwaite Jr., a certified public accountant who specializes in preparing private foundation returns and has no connection to Picower.

By that, Cowperthwaite means the relative values assigned to each company for purposes of the merger. The shareholders of Cytokine Networks would be expected to push for the highest value possible assigned to their company. A higher value would give them more ownership in the new, merged company.

Yet Rice, who also was a shareholder in Cytokine Networks, questioned whether Picower had any incentive to push for a higher valuation of Cytokine Networks because it would mean that he would end up owning less of the merged company.

Indeed, a 1997 valuation by Lehman Brothers concluded that Cytokine Networks shareholders should own 47 percent of the combined company. They ended up with 36 percent.

In 2009, ProPublica published a report on the Picower Foundation which summarized this transaction thus:
Picower used both his foundations and a private corporation called PharmaSciences, of which he was the majority shareholder, to gain control of a potentially lucrative medical discovery. In 1999, Picower merged PharmaSciences with a for-profit spinoff of his institute called Cytokine Networks, essentially negotiating with himself. The merged company called Cytokine PharmaSciences had the rights to develop a new drug that could help minimize such illnesses as arthritis and multiple sclerosis. The newspaper raised the question of whether Picower had shortchanged his nonprofit in the deal.
So it appeared the Jeffrey Picower used the Picower Foundation, which was lead by his wife, and the Picower Institute, which was ostensibly an independent not-for-profit organization funded by the the Foundation, to set up a deal which could have markedly enriched Jeffrey Picower.

Picower's Previous Anechoic Financial Peccadilloes

In fact, it appeared that Jeffrey Picower had a long history of questionable business deals.  In 2002, Forbes ran a profile of Jeffrey Picower that asserted:
has been battle-hardened from years of legal disputes over his dealings. In the 1980s he sold to clients of his old accounting firm Laventhol & Horwath shaky tax shelters involving computer leases. When the Internal Revenue Service realized the computers were virtually worthless, it challenged the deductions. That spelled trouble for longtime client Peter Davidson of Brooklyn, N.Y.'s Davidson Pipe, who had put at least $30 million in Picower's leases after an introduction by Laventhol accountant William W. Schneck, who happens to be a former boss of Picower. Davidson sued Laventhol and Picower for $90 million. He claimed that Picower had bribed Schneck to betray him. Picower denied that, and his lawyer says he testified that the $50,000 he'd given Schneck was a loan. After hearing the opening arguments, he and Laventhol paid Davidson to drop the case on condition that Davidson keep his mouth shut about the settlement. Davidson later settled with the IRS.

Picower also had a run-in with the Securities & Exchange Commission. In 1983 the SEC rebuked him for being months late disclosing that he had exceeded a 5% position in Fidata, a financial services firm that he later merged into what is now Alaris, a medical device maker. Shades of the Cytokine Pharma merger: Picower was on both sides of the table.

Two years ago Picower had to put up $21 million from another one of his pet companies--Physician Computer Network in Morris Plains, N.J.--to appease other shareholders who'd lost everything when it went bankrupt after it came out that his executives had cooked the books. It is hard to imagine how a smart guy like Picower could have been oblivious to all of that while chairing the board and controlling 45% of the stock, but he was never charged with a thing.

There have been other trips to the courthouse. Fourteen years ago he refused to pay the final bill for renovations on his New York offices. When the interior design firm sued to collect, he sued them for $17 million, taking the stand at trial in an effort to convince the jury that sloppy work had left him in squalor. The judge made a surprise visit to the office with the jury in tow. The place turned out to be sumptuous, and the judge decided not to let it go to the jury at all, rendered a directed verdict and ordered Picower to fork over $178,000, including legal fees.
So by 2002, there were plenty of reasons to worry about the integrity of any organization lead by Picower.  Yet when the Picower Foundation went bankrupt in 2008, the public narrative was of a noble pillar or health care philanthropy done in by an evil confidence man.

One year later, the story was very different

Picower as a Beneficiary of Madoff
So maybe it should have been no surprise when ProPublica chronicled how the Picower Foundation seemed to have made huge profits from the Madoff Ponzi scheme that had victimized so many others.
It now appears that the biggest winner in Madoff's scheme may not have been Madoff at all, but a secretive businessman named Jeffry Picower.

Between December 1995 and December 2008, Picower and his family withdrew from their various Madoff accounts $5.1 billion more than they invested with the self-confessed swindler, according to a lawsuit filed by the trustee who is trying to recover money for those Madoff defrauded.
Jeffrey Picower died in October, 2010.  As noted above, just today, the settlement that would return $7.2 billion from Picower's operations to the Madoff  trustee.

Summary

The big question is why people can be so easily fooled? 

Why were a Chief of Endocrinology, the Dean of one of the country's most prestigious medical schools, and a Nobel Prize winner not the least bit skeptical of a foundation whose leadership was accused of conflicts of interest and self-dealing, and had been involved in a series of questionable business deals over the previous 20 years?  All this was public by six years before the collapse of the foundation.  Why was the media so eager to spin a narrative that labelled the apparent perpetrators as victims?  A simple Google search on "Picower" would have suggested other explanations.

Certain health care institutions seem to held in such high esteem that almost no one thinks to question what goes on behind their walls.  This makes it possible for unscrupulous leaders to subvert the missions of such institutions for personal gain.  It even makes it possible for scam artists to create institutions that appear as if they ought to be held in high esteem as vehicles for chicanery.

We have now seen so much ill-informed, incompetent, mission-hostile, conflicted, and criminal leadership of health care organizations that no one should accept the word of someone just because he or she is in the leadership of an institution with a fancy name.

Just because a health care organization has an impressive name, or even an impressive history does not mean that its current leaders should be immune to questions, inquiry, skepticism, or even investigation.  In fact, in this day and age, the leaders of large health care organizations with historically good names should be scrutinized especially carefully. 

If not, expect so see more collapses of "wonderful" organizations.

Google CEO Eric Schmidt on Healthcare IT Once Again

At the Jan. 11, 2011 WSJ health blog, in an article entitled "JP Morgan Healthcare: Google’s Schmidt on Open Source and Health IT", Google CEO Eric Schmidt is cited as saying:

... One solution to the problem may be to take the electronic-medical record architecture out of the hands of the corporate world, suggested Google CEO Eric Schmidt at the JP Morgan Healthcare Conference last night.

“If I were not doing what I’m doing and I wanted to do something in health care … I would go to all of the research universities and would try to figure out where the best, interesting IT software is that can be open-sourced,” he said at a health-IT panel discussion. “My guess is that a platform like that would be remarkably different from the platforms that we are using today,” he said.

First, a comment on language, which perhaps I should more accurately describe as a critique of IT culture:

“A platform like that?”

As at my post "Does the CEO of Google Use Google? - And: Platform, Platform, Who's Got The Platform?" early last year Schmidt also said

“As computer scientists, this [that is, why docs haven’t embraced databases to help them sort through medical information] is a platform database problem, and we do these very, very well, as a general rule. And it befuddles me why medicine hasn’t organized itself around these platform opportunities.”

At that post I also pointed out that the successful practice of medicine is not a 'platform database' or any other reductionistic information retrieval problem, and that such a "platform opportunity" was seized upon decades ago:

DXplain was developed starting in the mid 1980's by medical informatics researchers who actually know this domain, and which offers this explanation and warning: "DXplain uses an interactive format to collect clinical information and makes use of a modified form of Bayesian logic to derive clinical interpretations ... DXplain does not offer definitive medical consultation and should not be used as a substitute for physician diagnostic decision making."

I note that IT personnel like to refer to “platforms”, “solutions” – a rather presumptuous term – “paradigms”, and other buzzwords to mask the fact that what they’re referring to are more commonly known as “hardware” and “software” and arrangements thereof.

It is a word that implies lack of knowledge about the complexities and realities of medicine – including that health IT problems will not be solved via a “platform.”

I wrote more on “platformania” at this link.

I do agree strongly with Schmidt on the following from the recent WSJ posting:

Schmidt said that using such an open-source strategy — giving programmers the freedom to modify and distribute software [an agile computing methodology - essential to health IT development and lifecycle - ed.] — is a proven way to fix disparate software architectures. It’s the same development strategy that brought about the modern internet and “all the other technologies that you use every day.” ... Part of the problem in designing and discussing a new standard is that the current focus is on the companies involved rather than the patients.

That's been done, too, as in the OpenVista /WorldVista efforts.

I merely add that an erroneous approach to "focusing on the patients" (and the clinicians using the IT, i.e., a user-centric approach in the terminology of Social Informatics) will have results just as suboptimal as the current designer-centric approach to health IT. Designing health IT that "focuses on the patients" and that eliminates unintended consequences - i.e., "doing health IT well" - is wickedly harder than it sounds.

Most importantly with regards to Mr. Schmidt's most recent thoughts on academia:

The National Research Council did study a number of the best academic centers and in a 2009 report found quite clearly that even there, “Current Approaches to U.S. Health Care Information Technology are Insufficient.” See http://www8.nationalacademies.org/onpinews/newsitem.aspx?RecordID=12572

They did recommend the solution, and it's not a "platform":

“In the long term, [Health IT] success will depend upon accelerating interdisciplinary research in biomedical informatics, computer science, social science, and health care engineering.”

That means forgoing the current national rush to EHR, which is decidedly a medical experiment without patient consent.

In any case, I am impressed that a major information technology CEO has recommended a patient centered approach to health IT, agile methodologies, open source, etc. - true sacrilege towards today's health IT ecosystem.

(Note to Google and Mr. Schmidt: In "Who Can Solve Healthcare IT's Challenges? Part 1 - Google" I wrote that:


... This [HIT] dysfunction takes the form of corporatization of HIT, creation of myths about its magic bullet capabilities in "revolutionizing healthcare" ... In "A Biomedical Informatics Manifesto" I addressed the domain expertise I feel is most needed.

I did not, however, address the "who" as in "what organization(s)." What organizations, that is, have the resources (e.g., financial and infrastructure) to make useful, usable, national, interoperational HIT happen? What organizations have the innovative track record to effectively engage the best specialists to make it happen?

One example comes to mind immediately. It was suggested by an expert in IT and bioinformatics I correspond with, Felix Fulmer.

Google.

These folks are innovative. Their services are reliable, fast (when is the last time Google was down or took a long time to provide query results?), widely available, cost effective (many services available for free!), and a true technological tour de force.


Google, I am available should you seek true competitive advantage, and avoidance of paths that lead to health care IT failure such as you once attempted here. However, somehow I am sure your HR department would probably find my sometimes "edgy", critical-thinking approach to matters of national import "disruptive."

Disruptive to what, exactly, I'm not sure, but disruptive to - something - is good enough in today's "PC", outcomes-be-damned corporate culture.)

-- SS

Joseph Cardinale - Post-Beckettian sentencery:If we all joined together to make a living animal out of nothing we would eventually give up

Joseph Cardinale, The Size of the Universe, Fiction Collective 2, 2010.


"The landscape of this novel in stories—Joseph Cardinale’s first book-length work of fiction—is as familiar as childhood yet beguilingly surreal. The question of whether or not the child in the first fiction and the man in the last story are the same person—and whether any person is the same from one moment to the next—is perhaps the book’s main question.
In prose as spare as it is meticulous, The Size of the Universe conjures an elegant labyrinth of time, space, and memory, in which a wavering self, a self on the verge of becoming nothing, seeks a safe haven from the throes of near-religious ecstasy. It is a debut work that is inviting, perplexing, and bold."

"This is one of the most spiritual books I’ve read in a while, reconceiving memory and mourning and expectation and instance and the animal under god all in six semantically locked stories of beautifully rendered post-Beckettian sentencery: really really refreshing and powerful in a really moving way. Having read certain of these works in past issues of New York Tyrant, I had high expectations already for Cardinale’s full throttle, and even more so the work as a whole functions as a bigger unit, each portrait of ruptured emotion-memory and space fractal mapping kind of splintering and biting into the others, a shell of shells. Logic, faith, lost revelation, searching, repetition, lurching to change the body, histories: “She said as they grow older one eye moves to the other side and the skull twists after it.” A son and mother wait for the reappearance of a water-walking figure they can only assume is god coming across the face of a drowned city; a man enrolls in astronomy classes after the death of his wife in search of sense from math and madness; a child hides in a tree from his sister and stumbles and disrupts space-time. In Cardinale’s pacing, soothe-speak voice portraits of what could seem mass-histrionic, terrifying are somehow dream-made and real once, touching a space that touches back. “And yet if we all joined together to make a living animal out of nothing we would eventually give up.” - Blake Butler

“Joseph Cardinale writes from and to the grandest locations of human life with an enormously endearing humility and compassion. The stories in The Size of the Universe find us as we are, alone in a universe of sea and sun, animals and fishes, bodies, minds, and hearts we strive to meaningfully engage. There is humor here, intelligence, pathos, an honest, unapologetic pursuit of the holy. This book will reward its reader with the moving truths only the best fiction permits.” — Sam Michel

“Cardinale writes from the minor place where spiritus meets corpus. He has seen with open eyes, and he has seen (perhaps more) with them closed. We have in Joseph a writer who truly has something he needs to say. You would be wise to listen. This is a remarkable collection, so do try it on. Hopefully, you’ll be ready.” — Giancarlo Ditrapano

"Famous as the tale never spun, always instead unraveled, the telling of the defeat of the Minotaur seems so often to forget its preamble: unnatural lust, seasonal sacrifice, the thirty-oared vessel that ferried the Minotaur’s meat from the mainland. Only Plutarch devoted so much as a paragraph to it. And yet, it is the boat’s innocuousness that, in the end, intrigues: the planks, the very pegs that held the craft together have become the subject of spirited debate in every intro philosophy class since Thomas Hobbes was an undergraduate.
The Ship of Theseus, as its theorists rechristened it, was preserved, following the Athenian’s triumph abroad, by replacing all broken boards with pristine planks. Surely, decades on, the ship that stood in the harbor had the form of the original. But did it any longer have so much as a single plank, a single peg that had sailed from Athens with Theseus aboard? Could it then still be called Theseus’s ship? Wasn’t it instead a ship in imitation of that original ship, notwithstanding its preservers’ purpose had never been to imitate or to replicate? If it is granted that this ship, relic, was no longer that ship, vessel, when did it become relic and cease being vessel? With which plank?
The I of Joseph Cardinale’s The Size of the Universe is never, it seems, without some plank or another extended like a life raft to the syncretistically-inclined reader, and yet such a reader, making the case that the Is of these six stories are all one would have his work cut out for him. Reading these stories is to look back at the fait accompli of an ever-renovating ship bearing not one original part. In the first story, “The Singularity,” the narrator, Sam, falls from a tree and dies. As the I ascends from his (now former) body:
'Sam was not moving. I saw his body still where she held him in her lap. I saw a light fogged around her, glowing from a sun inside her, so bright that the crisscrossed branches seemed see-through as glass under me as I floated higher over the tree… I saw that she was thinking that he was dead and that she was alive and that she felt nothing still in her.'
Already the I has separated itself from one physical iteration. When the next story opens, another is inspirited and we are once again made corporeal: “In the night we slept badly because it rained often and hard and we were afraid of turning over and falling dead in our sleep.” This is clearly not the Sam of “The Singularity,” nor the world of that story. Drowned, the world of “The Great Disappointment” extends no further than the second story of the narrator’s home, the attic above it - a great expanse of water has covered all else.
The six Is of The Size of the Universe seem more Minotaur than ship, caught in webs they can’t escape, irremediably static. The son trapped in half a home in “The Great Disappointment” threatens departure but goes nowhere. “Action at a Distance” complains about its own stickiness; its characters, I and Marie, break up with each other but never leave their tiny, neighborless cottage. “Am I you?” the narrator asks Marie. “I think I am.” Any escape between stories turns out to be merely lateral: “Art in Heaven,” takes place in a third, lonely home, this one bounded by an impenetrable wooded barren. Somehow, even when these narrators are out in the open, they find themselves in labyrinthine cul-de-sacs without benefit of Ariadne’s aid.
Always there is the I, always we are aboard some sure ship. But is it the same one throughout? Even within the individual stories, that is rough sea. Quoting Johannes Kepler, one narrator says, “everyone is always someone else.” It is not always so easy to tell where one leaves off and other begins, as in “Action at a Distance,” as in “May I Not Seem to Have Lived.” In that story, the I, on a field trip with his astronomy class, is approached by the instructor:
'His stare was softer than that of the students at the stars, and staring back at him, I began to sense that the space between us was no longer there, and that he was reading the words that were passing through my mind… The thought that he might indeed know what I was thinking struck me at the time as so disturbing that without deciding to I began thinking the word no over and over again, so that there was nothing else for him to hear.'
The narrator, quoting his instructor, gives us the problem clearly: “Imagine I cut my hand off, he said, and moved the blade back and forth like the bow of a violin. And imagine now, he said, that after the wound heals I replace the old hand with a metal one.” Through a process of “deconstruction,” he is eventually completely metal; not a trace of flesh remains. Now the question I want you to think about, he said, is whether I am the same person now as I was before. If not, then I want you to locate the exact instant when I was born and the previous version of me disappeared.
Realize that the river that Heraclitus could not step in twice is itself a variant of this paradox (or the original - the distinction, in light of the problem these parables propose, seems meaningless), yet another ship whose exchanged parts make it similar, but not quite identical, to the one wobbling in port at Piraeus. The orangutan of “The Great Disappointment” reappears in “Proportions for the Human Figure,” but shrunken and missing a dimension. Phrases turn up again and again in the mouths of the various Is. The variables and constants of the miraculous equation of “The Great Disappointment” are reused in “May I Not Seem to Have Lived.”
Things are exchangeable, Cardinale tells us, traits heritable. They are the boards of our leaking hulls, always in need of maintenance, even more fragile and perishable than we ourselves. Only animation, the inspiration that set us swimming, is constant. The reader who opens this book will not be the same reader who closes it, no matter how much or how little of Cardinale’s I has been absorbed in the sitting. Cells will have been replaced - the dust that settles on the cover is the sawdust of the planks we lost while reading it. Not still the same I? Perhaps not, but still I, after all." - Gabriel Blackwell

David Eagleman - In the afterlife you relive all your experiences, but this time all the moments that share a quality are grouped together

David Eagleman, Sum: Forty Tales from the Afterlives, Pantheon Books, 2009.


In the afterlife you meet God. To your surprise and delight, She is like no god that humans have conceived. She shares qualities with all religions' descriptions, but commands a deific grandeur that was captured in the net of none. She is the elephant described by blind men: all partial descriptions with no understanding of the whole.

In the afterlife...
•You live your entire life backwards
•You learn that we are God's cancer.
•You become an actor in the sleeping dreams of the living
•You await the moment that your name is spoken on Earth for the last time.
•You learn that God is actually a married couple.
•You are offered the opportunity to make any single change to your life before living it over again.
•You find that it's been beauracratized.
•You learn that God is actually the size of a bacterium and that his minions are not us, but microbes who live upon us.

It turns out that only the people you remember are here. So the woman with whom you shared a glance in the elevator may or may not be included. Your second-grade teacher is here, with most of the class. Your parents, your cousins, and your spectrum of friends through the years. All your old lovers. Your boss, your grandmothers, and the waitress who served your food each day at lunch. Those you dated, those you longed for. It is a blissful opportunity to spend some quality time with your one thousand connections, to renew fading ties, to catch up with those you let slip away.
It is only after several weeks of this that you begin to feel forlorn
.

In the afterlife, you discover that your Creator is a species of small, dim-witted, obtuse creatures. They look vaguely human, but they are smaller and more brutish. They are singularly unitelligent. They knit their brows when they try to follow what you are saying. It will help if you speak slowly, and it sometimes helps to draw pictures. At some point their eyes will glaze over and they will nod as though they understand you, but they will have lost the thread of the conversation entirely.

No strangers grace the empty park benches. No family unknown to you throws bread crumbs for the ducks and makes you smile because of their laughter... The missing crowds make you lonely. You begin to complain about all the people you could be meeting. But no one listens or sympathises with you, because this is precisely what you chose when you were alive.


"SUM is a dazzling exploration of funny and unexpected afterlives that have never been considered - each presented as a vignette that offers us a stunning lens through which to see ourselves here and now. In one afterlife you may find that God is the size of a microbe and is unaware of your existence. In another, your creators are a species of dim-witted creatures who built us to figure out what they could not. In a different version of the afterlife you work as a background character in other people's dreams. Or you may find that God is a married couple struggling with discontent, or that the afterlife contains only those people whom you remember, or that the hereafter includes the thousands of previous gods who no longer attract followers. In some afterlives you are split into your different ages; in some you are forced to live with annoying versions of yourself that represent what you could have been; in others you are re-created from your credit card records and Internet history. David Eagleman proposes many versions of our purpose here; we are mobile robots for cosmic mapmakers, we are reunions for a scattered confederacy of atoms, we are experimental subjects for gods trying to understand what makes couples stick together.
These wonderfully imagined tales - at once funny, wistful, and unsettling - are rooted in science and romance and awe at our mysterious existence: a mixture of death, hope, computers, immortality, love, biology, and desire that exposes radiant new facets of our humanity."

"A clever little book by a neuroscientist translates lofty concepts of infinity and death into accessible human terms. What happens after we die? Eagleman wonders in each of these brief, evocative segments. Are we consigned to replay a lifetime's worth of accumulated acts, as he suggests in Sum, spending six days clipping your nails or six weeks waiting for a green light? Is heaven a bureaucracy, as in Reins, where God has lost control of the workload? Will we download our consciousnesses into a computer to live in a virtual world, as suggested in Great Expectations, where God exists after all and has gone through great trouble and expense to construct an afterlife for us? Or is God actually the size of a bacterium, battling good and evil on the battlefield of surface proteins, and thus unaware of humans, who are merely the nutritional substrate? Mostly, the author underscores in Will-'o-the-Wisp, humans desperately want to matter, and in afterlife search out the ripples left in our wake. Eagleman's turned out a well-executed and thought-provoking book." - Publishers Weekly

"A slender volume of bite-size vignettes, Sum appears to be a whimsical novelty, amusing for idle perusal but quickly forgotten. In it, neuroscientist Eagleman offers 40 fates that may await us in the afterlife. A close reading of each carefully measured chapter provides an insight into human nature that is both poignant and sobering. In one afterlife, you relive all your experiences in carefully categorized groups: sleeping 30 years straight, sitting five months on the toilet, spending 200 days in the shower, and so forth. In another, you can be whatever you want, including a horse that forgets its original humanity. There are afterlives where you meet God, in one a God who endlessly reads Frankenstein, lamenting the tragic lot of creators; in another a God, female this time, in whose immense corpus earth is a mere cell. Eagleman’s engaging mixture of dark humor, witty quips, and unsettling observations about the human psyche should engage a readership extending from New Age buffs to amateur philosophers." - Carl Hays

"Scientists postulate a self-originating universe requiring no Creator God and containing no afterlife for living beings. The Big Bang, branes, dark matter, and space-time curvature all model a material cosmos that doesn't need to take spiritual components into account.
However, even religions don't agree on whether God exists and in what capacity. Some preach the Personhood of God, others a more abstract Highest Power. The great traditions also split on what happens to us when we die. Reincarnation anchors a number of belief systems, while others firmly decree we only live once. And some insist on a Heaven with streets of gold and buildings of jasper and emerald, while others claim death brings a melding with the Supreme Force and a dropping of all individual characteristics.
All of this confusion about the nature of God and the afterlife can be attributed to living in a universe that doesn't simply lay its mysteries at our feet. And although some human beings have testified that God has spoken to them, history records no event at which the Almighty unambiguously revealed Himself to every living person simultaneously. God remains elusive and that teases the question of whether the Most High exists at all. And although an afterlife isn't necessarily dependent upon the existence of God, we human beings aren't equipped to know with certainty what happens when we die. Psychics, gurus, and mystics tell different stories about what lies beyond the veil.
This maelstrom of hypotheses and augural extrapolations leaves room for an infinity of further "what ifs" about who, what, where, and when runs our cosmos and what kind of "life" might follow physical mortality. Neuro-scientist David Eagleman has seen his opportunity to contribute his conjectures. His SUM: Forty Tales from the Afterlives plunges right in, brashly inventing new benchmarks for Divine behavior and eternal life. This small book of only 110 pages brims over with ideas as each vignette envisions a different, often ironic and amusing, afterlife. For instance, in Mirrors "you" die but don't really feel dead...until all the reflections of how you looked in other people's eyes assemble before you and "that's what finally kills you." For real.
Then there is Distance which allows "us" to ask God face to face why He lives in a palace far, far away instead of "in the trenches with us." God replies he used to live among us, but "[o]ne morning I awoke to find people picketing in front of my driveway."
And Circle of Friends tells of an afterlife in which each person exists on an earth peopled only by those he or she knew in life - for most people about 0.00002 percent of the world's population. "The missing crowds make you lonely."
Eagleman's biological expertise makes stories such as Descent of Species and Microbe especially lucid and rich reading. The former asks what would happen to a weary sentient being -- say, you -- who decides to reincarnate as a lower species -- say a horse. What would happen to your capacity to make a higher choice during the next life/death cycle? After all: "The thickening and lengthening of your neck immediately feels normal as it comes about. Your carotid arteries grow in diameter, your fingers blend hoofward, your knees stiffen, your hips strengthen, and meanwhile, as your skull lengthens into its new shape, your brain races in its changes: your cortex retreats as your cerebellum grows, the homunculus melts man to horse, neurons redirect, synapses unplug and replug on their way to equestrian patterns, and your dream of understanding what it is like to be a horse gallops toward you from a distance. Your concern about human affairs begins to slip away...."
And the latter, Microbe, explores this radical proposition: "God created life in His own image; his congregations are the microbes. The chronic warfare over host territory, the politics of symbiosis and infection, the ascendency of strains: this is the chessboard of God where good clashes with evil on the battleground of surface proteins and immunity and resistance." We human beings are just "the backgrounds on which they live....We are neither selected out by evolution nor captured in the microdeific radar. God and His microbial constituents are unaware of the rich social life that we have developed, of our cities, circuses, and wars...."
One of the most intriguing tales is Mary in which Mary Wollstonecraft Shelley, the author of Frankenstein, sits on a throne in heaven because God so admires her book: "Like Victor Frankenstein, God considers Himself a medical doctor, a biologist without parallel, and He has a deep, painful relationship with any story about the creation of life. He has much to say about bringing animation to the unanimated. Very few of His creatures had thought deeply about the challenges of creating, and it relieved Him a little of the loneliness of His position when Mary wrote her book."
Science fiction writer Larry Niven, in a short story entitled The Subject Is Closed, had a priest try to talk religion with members of an all-female alien species called the Chirpsithra. The aliens, who supposedly were "aeons old" and "rule[d] the galaxy," told the father that they knew "all about life and death." If they did, he wasn't sure he wanted them to tell him. When he went back to pursue the topic, one of the extraterrestrials rephrased, "I told you we know as much as we want to know on the subject." Then she made it clear that another race of beings had apparently learned the secret and died out as result. The Chirpsithra curbed their curiosity to avoid following those others into extinction. "Be cautious in your guesses. You might find the right answer." she warned the man of God. In other words, some mysteries are better left unsolved, at least prematurely.
David Eagleman can't compete with the Chirpsithra with regard to knowledge, but he has a lot of intellectual and literary fun posing possibilities. He throws to the wind any caution about guesses. Yet, in Apostasy (from which the introductory quote came), he fashions a God who would undoubtedly appreciate the restraint of these aliens. This is a God who relishes "[h]er enviable position of revealing the universe's great secrets each day as the dead cross over to Her territory in the next dimension." Eagleman continues, "As you observe Her excitement about revealing this, you begin to suspect that deep down She was afraid that an especially clear-thinking theologian would guess the answer."
SUM is not a conventional religious book per se because it bursts out of established religious thought instead of reinforcing it. These tales conjure versions of the Supreme Being who have more in common with the foible Greek and Norse gods or us than with an image of an omniscient, omnipotent God. These imaginary Capital Beings cry, feel depressed and disappointed, and are uncertain and ignorant. They aren't the emblems of rectitude and glory usually portrayed by Western churches. These are a scientist's fabulous imaginings, not a parson's or a priest's.
This is also a humanist collection. SUM contains forty fables complete with subtle but unmistakable messages about living and loving in the here and now. For example, a person who isn't naturally gregarious who reads A Circle of Friends might begin to socialize more. Reading Descent of Species is apt to encourage people not to look a gift horse in the mouth, wouldn't you say? And so on.
SUM broadens our spiritual peripheral vision, reminding us that the human imagination can and does think of God and life after death in fresh ways. Some would say this is because God is really only a figment of the sentient mind. Others would counter that just because we can't understand God's ways doesn't negate his actuality, but only underscores our smallness in relation to the Holy One; after all, we don't expect an ant to understand us, do we? Whatever the truth might be, SUM shines a witty light on forty postmortem worlds that each reach out in clever admonition to us, the living. Don't miss it." - Kirstin Merrihew

Of course you don't die. Nobody dies. Death doesn't exist. You only reach a new level of vision, a new realm of consciousness, a new unknown world.” – Henry Miller
Do you believe in the afterlife? Or do you believe that when we die we simply rot away, and that’s the end? What about God? Do you believe in a loving God, an angry God, or no God at all? Sum: forty tales from the afterlives is an imaginative work that proposes 40 different scenarios of what happens after we draw that last breath.
The tales in Sum are short; most are only two or three pages, and they are beautifully told. Even when he presents us with no God or no afterlife, David Eagleman offers an inventive array of things that could be, but probably aren’t, our after-death fates. The first, and titular, tale offers a view of the afterlife that is both boring and captivating; it not only makes us imagine the hereafter but also to think about what we are doing with our lifetime. It is the perfect introduction to a book of stories that may be indescribable for some.
Perhaps imaging God as so many characters could be labeled blasphemous. People that closed-minded won’t be picking this book up unless they are planning a book burning. The many Gods we are offered include a happy God, a bored God, a married couple God, a microbial God, and a God whose favorite book is Frankenstein (think about it; it makes sense), as well as no God at all. Since I believe that we really have no clue as to what God is or looks like, all these possibilities are intriguing.
Imagine awakening in the next world only to find that you are in suburbia. As pleasant and satisfying as it is, it lacks something — truly good people. This is the heaven that sinners attain. God has let those who have led exemplary lives rest in peace, rotting and becoming one with the earth. Those He dislikes He punishes with everlasting, ever-boring life, for “we were created not only in His image but His social situation as well.” And He’s found that situation to be pretty damn boring.
Throughout Sum there are classic visions of Heaven with fluffy clouds and harps, but there are also dystopian images of an afterlife that one might not pray to enter. Eagleman warns us that dying doesn’t necessarily mean you will see celestial shores or lush gardens, even if the theists are right about God.
The author also serves up variations such as finally finding the meaning of life, never finding the meaning of life, becoming a character in living people’s dreams, and reincarnation as a choice of beings. There are sad tales, such as “Egalitaire,” which ends with a God who is depressed because She wanted Heaven to be perfect for everyone so She gave everyone true equality, which they interpret as being in hell.
There are also laugh-out-loud stories like “The Unnatural,” which puts us back among the living with one wish that will come true; unfortunately, we choose to eliminate death, never imagining the repercussions.
Eagleman employs a whimsical, even poetic, style to convey these scenarios, and the result is a dreamlike collection of how one man envisions existence after death. What adds to the enjoyment is his inclusion of science, physics, and technology in the details. Whether we are just a series of ones and zeroes or are doomed to watch television for all eternity is unimportant; what is important is that we don’t know what happens after death.
Eagleman gives 40 possibilities, each of them as improbable as our own preconceived notions. Where did you learn of the afterlife or its nonexistence? Was it tribal lore, family tradition, religious training, or fairy tales? Sum presents a new option, imagine-it-yourself. Build your own which will be just as valid as any other. Believe in it, believe in someone else’s, or don’t believe at all.
Sum is best read leisurely. Each tale is an entity unto itself but, because they are so good, there is a temptation to read the next and the next and the next. Don’t do it. Take a few moments, relax, and reflect. This is not a book to rush through, there is no greater reward at the end than at the beginning.
Bottom Line: Would I buy Sum? Yes. Not only would I buy it, I would keep it. Although I have a reverence for books, I don’t keep them after reading, I pass them on for others to enjoy. Limited storage space encourages this practice. However, some books deserve one of the precious few spots available because I will want to revisit them. Sum is one of those books." - Miss Bob Etier

"By examining what a Higher Power may have waiting for us, “Sum” does much more than amuse and entertain. By having us ponder the fate that may await us, we are given the opportunity to take just a moment or two to consider what we have done with our lives and what we can yet do with them. That point is immediately driven home in the first of Eagleman’s 40 tales, in which the Afterlife consists of 18 days staring into the refrigerator, 51 days deciding what to wear, three months doing laundry – and 14 minutes experiencing pure joy.
If God is within us physically, the author asks, is he also in us spiritually? If we evolve and mature in our lives, what is the progression? Would we really, truly like to understand our stages of growth, or would we be repelled? Would we genuinely want to know what others thought of us on earth, or would we be content with the surface flattery and half-truths that pass so many times for constructive criticism or helpful friendship? If we want to leave a positive legacy on earth after we pass, does it matter what form that might take? Would we be happy struggling and growing as we did in human form, but doing so by literally becoming part of the earth? Would our threshold for boredom be pushed to the limit if we had the opportunity to be surrounded by a tried-and-true circle of friends and loved ones? Or might we find that confining, longing for the additional relationships that we never took the time to cultivate in our waking lives, terra firma?
“Sum” asks these and many other questions in sublime fashion, offering spiritual warmth, humor and an enveloping sense of Possibility to those willing to be just a little less doctrinaire and a bit more curious. Ending with a Benjamin Button-like moment, it challenges us to awaken from whatever inertia, ennui or pettiness we may fall prey to and embrace new ways of living. There must be at least 40 of them. If we are open to the possibilities of the Afterlife, can we not also be open to the possibilities of living?
Personal favorites include the clever, witty “Narcissus,” the surreal “The Cast,” the ultimate careful-what-you-wish-for “Descent of Species,” the entirely delicious “Graveyard of the Gods” and the take-a-good-look-at-yourselves “Absence,” the warm and wry “Seed,” and the ethereal, poetic “Search” (so beautiful it was almost enough to make me actually long for the immortality he describes). Some of the stories are dark, some hilarious, and a number of them have ironic twists, but they all share a common thread: all are brilliantly written and challenge you not only to think outside the box, but to kick the box aside entirely and go leaping joyously into the pleasures of exploring the unknown.
The fact that the stories address the afterlife is incidental; what each story really does is hold up a mirror for humanity to peer into, allowing us to consider ourselves, and the many-faceted aspects of human nature, from funny, new, often startling and always insightful angles. Chances are you’ve never read anything like this book, as there’s simply nothing out there like it, at least nothing I’ve ever stumbled across. And I agree with the sentiments of the other reviewers–once you’ve read it, you’ll want to share it with as many people as possible and read it over again yourself.
It’s enough of a struggle to come up with an idea that pushes the boundaries of the expected, something that is challenging, entertaining and remarkable. Even more difficult, though, is to then execute that idea with the brilliance it demands. David Eagleman has done exactly that, though: dreamed up the astonishing, then demonstrated the depth of talent needed to make it come alive on the page. He has said that writing this book was simply his way of shining a flashlight around the possibility space; here’s hoping that he goes on wielding that flashlight for many years to come so that we can continue to take a look along with him. SUM is a truly stellar effort from a very remarkable writer.
“Sum” just may go down as the 21st Century’s answer to Dante’s centuries-old imaginings. I’m guessing David Eagleman’s got a lot more locked inside him, just waiting to burst forth." - thehungryreader

David Eagleman: 'We won't die – our consciousness will live forever on the internet'

Excerpt

David Eagleman's web page

Richard Grossman – A novel and a dignified piece of visual art: the story of a brutal war between the Mafia and a seventies revolutionary gang

Richard Grossman, The Book of Lazarus, Fiction Collective 2, 1998.


“The Book of Lazarus is as much a novel about the O'Banion family as it is a scrapbook of the dead -- murder victims to be exact. The death of Mitchell O'Banion, a.k.a. Mitchell Finkelstein, a former political terrorist with family ties to organized crime, brings together a bizarre lot of ex-anarchists whose paths have criss-crossed from the heady days of the sixties to the present. In the middle of it all is Emma O'Banion, who has not seen her father Mitchell for years. As Emma uncovers the story of her father's life, death, and the vast fortune he has left behind, a frightening family history unfolds. Surrounding Emma is another world, one in which the stories of the dead and the insane are revealed in poetry, aphorisms, photographs, and handwritten notes from the grave.”

“When Emma Goldman O'Bannion is summoned from Rome for the reading of her father's will, her pursuit of the truth embroils her in Mafia intrigue, radical politics, hard drugs, murder, and madness. Why did Emma's father abandon her? Where did the millions of dollars come from? And who is Emma's supposed "brother," a troubled old man named Bobby Lazarus who dresses as a crossing guard? This second novel in a projected trilogy is less grisly than its predecessor (Pen West Fiction Prize nominee The Alphabet Man, LJ 10/15/93) but equally intense and experimental. Emma's narrative occupies only 126 pages but is accompanied by Bobby Lazarus's notebook: aphorisms of the People's Liberation Brigade, a 70-page sentence fragment by a brigade member, a collection of two-line poems and drawings by another, letters, a "Hallowed Hall of Heroes" who died saving the lives of others, and, finally, a revelatory poem, "The Crossing Guard," by Lazarus himself. A powerful, fascinating novel; highly recommended.?” - Jim Dwyer

“Like the characters who inhabit it--acid casualties, Mafia wives, political terrorists, and the like--Richard Grossman's latest work, the second book in his American Letters Trilogy, locates itself outside of the mainstream, and has already begun to win praise from other contemporary writers and critics like Dennis Cooper, Steven Moore, and Benjamin Weissman.”

“The story of a brutal war between the Mafia and a seventies revolutionary gang, The Book of Lazarus is the second volume of Richard Grossman's American Letters Trilogy, which describes earthly visions of hell, purgatory and heaven. The first book in the series is The Alphabet Man, his award-winning novel about a serial-killer poet struggling with damnation.
"The Book of Lazarus isn't just a successful portrayal of a dream-turned-nightmare. It also is a risky and moving novel, a dignified piece of visual art - and a welcome challenge to publishers who believe the successful bottom line lies in ghost-written celebrity bios." - The Seattle Times

"If an artist's task is, as Beckett claimed, to 'find form to accommodate the mess,' then Grossman has done it, with an exceptional feat of choreography and a radical vision for the possibilities of fiction." -Voice Literary Supplement

"Bold and brilliant." - William T. Vollman

"The Book of Lazarus is an amazement...It blew me away." - Dennis Cooper

"The Book of Lazarus is a novel that ought to change the direction of American publishing." - The Nation

“In a market where commercial viability is lord and master, Richard Grossman seems to be getting away with murder. That Mr. Grossman was able to get a publisher to put out his graphics-filled and expensively bound 500-page novel for $19.95 is a splendid demonstration of defiance. And surely Grossman wasn't overly concerned with commercial success when he decided to start The Book of Lazarus with 65 random pages of aphorisms ("Technology demands the abandonment of dignity"), scrawled New Year's resolutions ("I promise to stop thinking I'm so beautiful when I know I'm not"), photographs of the dead, frantic personal letters, and other literary odds and ends.
Not to give away any pleasant surprises, but a third of the way through, a narrator does shows up to make sense of this scrapbook--if only for a mere 46 pages. Emma O'Banion, who describes herself as "a lesbian rough-trade Catholic intellectual," receives an unexpected call one day from her father Mitch. After deserting the family 20 years prior, and leaving Emma to live with a drug-addicted mother and her pedophilic friends, Mitch has called to mention that he's dying. Not surprisingly, Emma hangs up on him. But after Mitch's death, curiosity gets the better of her, and Emma begins to discover all sorts of sordid things about her family's involvement in organized crime and political terrorism.
For all the abuses that fill the book, Grossman points out enough hypocrisies in his characters' lives to keep their stories from slumming in tragedy. As Mitch puts it, "Existence is unmitigated pretension, stupidity and boredom... we are burdened with lunkish meat from the very beginning, when we were gobs of flesh." - Amanda Ferguson

The Book of Lazarus – Excerpt

Gerald, pp. 255–324, The Book of Lazarus

ten interesting pages (pdf)

Richard Grossman, The Alphabet Man, Fiction Collective 2, 1993.


“America loves a murder, and I am a murderous American,” observes Clyde Wayne Franklin, who is considered by many to be the foremost poet in America. No ordinary killer, he is equal parts writer, obsessive lover, alcoholic, moralist, ex-con, clown, and butcher. The Alphabet Man is the story of his ruthless search for carnal love and spiritual redemption as he moves through the underworld of Washington, D.C., a sadistic landscape peopled by drug dealers, prostitutes, and assassins-for-hire.
Richard Grossman’s powerful and deeply disturbing novel is actually two books in one. Half the chapters follow Franklin as he battles to save the life of his girlfriend, a hooker whose blackmail plot against a U.S. senator has unaccountably backfred, while the other chapters return us to the past, to a drama of schizophrenia and molestation conducted in a sexual theater in a suburban basement, and to the crushing devastation of a satanic ritual that Franklin was forced to witness as a child.
Part thriller, part psychological and linguistic masterpiece, Grossman’s explosive fiction convinces us that if there is a pure poetry in the modern world, it must be rooted in madness, prophecy, and bloodshed."

"I have dreamt of a book, not a book that tells a story, not even one that tells story upon story, all of them intertwining and changing one another's meanings, but a book that simply is everything. And means everything. To my delight, Richard Grossman's novel is one of these perfect books or dreams." - Kathy Acker

“The lettered narrator of the title is a man fascinated by language and by murder in this amusing, yet ultimately grim, first novel by poet Grossman ( The Animals ). Clyde Wayne Franklin is the country's best-known poet. He is also an ex-convict. A chance encounter with a pastor who is also a former assassin for the U.S. Army makes clear the depths of Franklin's obsession. It turns out that he killed his own father and possibly others along the way. The exploration of this tormented and complex man forms the basis for Grossman's work. From the beginning, there are hints of abuse by Franklin's father. These become clearer as the book progresses, skipping back and forth through time and space. In the present, Franklin searches for his girlfriend, a prostitute in Washington, D.C. In his memory, he relives and attempts to come to grips with his childhood. All of this is not, however, unrelentingly morbid. Dark humor enlivens what is essentially an absurdist, postmodern fairy tale probing the psyche of a serial killer. In Grossman's confident hands, Franklin is like the hero of a Poe story, who talks to prove to the listener that he is sane and only succeeds in proving the reverse.” - Publishers Weekly

“Meet Clyde Wayne Franklin: world-renowned poet, walking alphabetic tatoo gallery, alcoholic, paranoid schizophrenic, multiple murderer, a real Norman Mailer kind of hero. After being sexually and emotionally abused by his parents, he becomes a self-hating "nazijew" who brutally kills his father and perhaps his mother, too. After his release from prison he is set up as an assassin, but by whom: the mob, rival politicians, the Pentagon? Is his "girlfriend" betraying him or is he being double-crossed? Grossman ( The Animals , Graywolf, 1990) alternates chapters, with numbered ones by Franklin advancing the plot and lettered ones by his grimly clownish alter ego serving up chaos from the past/present of his delusions. This is a very grisly account, but it is far deeper and more literary than a Bret Easton Ellis or Kathy Acker roll in the sleaze, precipitously plunging the reader into utter madness. Strongly recommended, especially if you have a strong stomach.” - Jim Dwyer

ten interesting pages (pdf)


Richard Grossman, Animals, Graywolf Press, 1990.


"The Animals is a consummate performance. The objective of voicing the aspirations of the planet, employing the great brotherhood-sisterhood of the animals as a metaphor which reaches inward to the Earth and outward to Humanity is one that demands that this book be considered in the company of other works by Chaucer, Dante, Milton, Blake, Whitman, and Williams." - James Bertolino

“The Animals, comprising five hundred poems, is a pastoral wherein a mythical shepherd engages in a series of discussions concerning the most important spiritual, philosophical and practical issues of human life. These three hundred discussions, called "shepherd poems" are carried out with the two hundred creatures that form his mythical flock. Together, these creatures constitute a broad representation of all the members of the animal kingdom, from amoeba to whale, and it is difficult to think of an animal that is not present, itself or by association, in the book. Each animal relates its own story in a separate poem.
The book is divided into three parts: 150 shepherd poems, 200 animal poems, and then 150 more shepherd poems. The shepherd poems form a barely detectable narrative, an amalgamation of themes and actions, as the shepherd eventually dies and is resurrected. The Animals is a literary work of immense ambition, a vast and intricate spiritual guide that affirms the beauty and holiness of nature, the quintessential unity of life and the similarity of conscious problems.
The book is the recipient of a national design award. It is available in a slipcased, letterpress deluxe first edition, published in 1983 by Zygote Press. It is also available in softcover, a reissue by Graywolf Press in 1990, with illustrations by Nicolas Africano.”

Amoeba

I am the wisest animal.
I always stayed in the most important sense
right where I am.

At one time or another,
everybody specialized and went the wrong way, developing
useless heads and arms to be
waved in the distance.

(A shark can bite off an arm,
but I simply make its teeth dirty.)

Where there is no night and day,
I move through a universe of shimmering particles,
eating.

I have never died
and never will.

Every time I split, I say good-bye to my eternal self.


Canary

When I was born into the world, it was
a striped egg. I didn't ask for the furniture I got.

All day long I sang like a roller,
and at night the egg disappeared. In my whole
adult life I never touched anybody.

I ate out of a box.

I wanted to build a nest ten feet off the ground
in the Harz Mountains and praise
liberty.

Sometimes I feel I am what I am because of an unseen hand.
Maybe when I die I will go to the land of humans,

where I was before I was born.


Cardinal

I was made
to make new

snow look
more beautiful.


Dog

Bred as a tool of destruction, then unleashed,
now they call me his best friend: Dog.

I stake out a territory equal to where I live
with a certain amount of human connivance
and my own brand of piss.

There is a law that told me what to do
long before "heel" and "come" were woven into my plasma.
Now, in the depths of the backyard,
I hear the call of the wild enlisting me in a pack,
to attack.

At night, when I hear my mistress and master humping,
it is all that I can muster
to keep from spraying the linoleum. There must be a way

to rid myself of this curse
of proteinized existence
which has made me lazy, pathetic, averse--

a mass of flesh wired into a tiny house,
surrounded by pickets,
insectless grass, a clothesline, sandbox, swing set,
two scrawny trees, and a large, plastic four-wheeled mouse.
Richard Grossman, Tycoon Boy, kayak,1977.

“Between 1967 and 1976, Richard Grossman worked at Gelco, one of the largest transportation leasing companies in America. When he quit at thirty-three, the corporation owned the largest car leasing company in America, the second largest truck leasing company, and the largest trailer leasing company in the world. It was also involved in various other financial businesses, including car and space rental agencies, financial management companies and subsidiaries that leased a variety of other assets. Gelco was acquired many years later by General Electric.
Grossman was in charge of all administration and finance within the corporation as well as their planning functions and mergers and acquisitions activities, and he served on the Board of Directors.
Tycoon Boy is a rare literary critique of white collar life written from the pinnacle of a corporation. Grossman’s first published book, it relates his struggle for survival as he moves through a brutal, depersonalized hierarchy where human performance is gauged in terms of dollars. Written in a style that combines a sophisticated purview of the business world with the language of a boy doing a homework assignment, it provides an accurate and devastating look at life at the top of the corporate ladder.
Tycoon Boy was published in 1977 by kayak, one of the foremost literary presses at the time. Only a thousand copies were printed. The book is now being sold in its first edition, with limited availability.”

"...I was working as a corporate executive, and one of the groups that reported to me was 'Information Services' aka the computer department. Our mainframe, manufactured by National Cash Register, was a behemoth bolted to an elevated floor, in a cooled room surrounded by compressed gas, and fed with stacks of cards. From my vantage point I hated the machine, because I clearly saw how its presence had devalued and lobotomized people. In 1973, I wrote 'The Death of a Computer Operator,' which was included in my first volume of poetry, Tycoon Boy:
Working the graveyard shift he dug
his grave in our tape vault strapping his chin
to the side of a rack:
his knees hung six inches off the ground.

Everybody said he was meticulous
and that he did everything correctly up until the day
he died. His handwriting, according to the Coroner,
was firm.

He worked for us for over a year
turning out massive amounts of information
late at night
but when we called to notify his mother that we cut him
down she said

keep the body.

The man who had committed suicide in our basement, and I do not mean to belittle his death in any way by this remark, was to my mind a sacrificial victim to the New Moloch, which appears to us now in the hydra-headed form of Bill Gates and a hundred million other dweebs--people without character or culture, spinning out their meaningless systems in a moneyed world of spineless dolls. The anonymity of the suicide, occurring while the machine that he served hummed at his side, struck me as more than heartless. I could not conceive at the time of a more vapid way of dying. With the passage of years, the uneasiness I felt at the degradation of this man's death has grown into a pervasive malaise, triggered by the quasi-instantaneous reorganization of our environment, where natural surroundings, with their natural dangers, are being replaced with static, risk-free, tasteless, moronic, computer-engendered spaces, replete with designated emotional repositories. Ours is no longer a society based on class domination; it is a society based on system domination, whose armature and armament is the glorified calculator." - From an interview with Grossman in Rain Taxi

ten business poems
Richard Grossman, Breeze Avenue, forthcoming

“Breeze Avenue can best be described as a massive, highly integrated cyberspatial literary form that disgorges poetry, prose, art, music, dance and theater through a large variety of books, objects, videos, performances and Web content. Various sections draw upon information from geology, screenwriting, software development, Vedic, Greek, Egyptian, Roman, Chinese, Japanese and Hebrew studies, astronomy, politics, urban planning, graphic and product design, quantum mechanics, economics, meteorology, metaphysics, linguistics, literary theory, material science, musical instrumentation and composition, computer animation, cryptology, deaf theater, comic book illustration, residential and commercial architecture and construction, sleep medicine, mathematics, choreography, photography, engineering, archaeology, business practice, zoology, cosmology and lexicography. Besides English, documents are produced in Latin, Yiddish, Orkhon, Hebrew, Fraser, Sanskrit, Chinese, Hieroglyphs, American Sign Language, the International Phonetic Alphabet and various forms of symbolic notation.
Driven forward at varying rates of speed through a noetic space as if they were components of a channel of wind-borne thought, its texts continuously change position, and sometimes content, with some appearing as others disappear. Consequently, Breeze Avenue is actually a “breeze avenue,” an evolving band of meaning that arises from and is impelled by forces analogous to those that undergird physical reality and determine the depth and character of the human mind. The work is, in fact, an attempt both to redefine the nature of literature and to expand radically the area of its concerns: how it is conceived and operates; and its future direction and effects.
Interlaced within Breeze Avenue’s larger structure are 16 works of fiction, 802 poems and 64 essays, among many other less conventional literary forms. The overall work is 3,000,000 pages in length. Its first appearance will be as a single Web-based volume, at breezeavenue.com, that will launch in mid-2010. Within a few years, a printed version will be installed in a reading room in a location yet to be determined. This set will consist of 4,000 case-bound volumes, each consisting of 750 pages, displayed on shelves that surround a central reading area.
Breeze Avenue currently comprises 44 “elements” or distinct groups of texts, 40 of which will have been completed at the time of the launch. Most of these consist of sub-elements, some carrying titles. For example, there are a group of philosophical essays that form an element called Tractates, one of whose sub-elements is a three-page treatise entitled “Branded for Life.” There are approximately 1,700,000 individual sub-elements.
The elements adopt different approaches to expression and in some cases are constructed on technical principles from the past (as examples, ancient literatures, Japanese travelogues, Renaissance sonnetry and neo-classical verse essays). Others are based on sophisticated methods of computation, process and organization that are unique in their formulations and far removed from anything that has ever been written. Breeze Avenue is open-ended, and new elements may be added over time.
Fourteen published books and fourteen works of art will be sold from the author’s website. Additionally, nine more installation sets intended for reading rooms, each with unique content, will be printed over the course of a hundred years, as will ten editions whose volumes will be sold off individually. A not-for-profit foundation will be established to display and protect the art and literature in its care.”

hodge in heaven

podge in hell




The Book of Lazarus is the second volume of a project called the American Letters Trilogy. The widely-read Alphabet Man was the first volume. Can you talk to us about some of the reasons you've chosen to pursue a trilogy, why you call it American Letters, and what's in store for volume three?
- My intention is to parallel Dante's project in the Divine Comedy, creating a three-fold vision of America that, like the medieval work, bridges the political "on-the-ground situation" and the sublime. Whereas Dante's triple structure, incidentally, was conceived on another structure of threes, terza rima, my organization is based on the broader contemporary threesome of poetry, iconography and prose.
The title "American Letters" is actually a double pun. All the novels are in some sense epistolary, hearkening back to the earliest English fiction. The clown chapters, for example, in the Alphabet Man are really letters released into the interior of the brain. Secondly, there is the notion of letters in the literal sense: in The Alphabet Man as contoid sound (the c as a sleep-induced stutter in the clown chapters), as homophone, the b standing for bees, or simply as cabalistic curse (the x in the cunnilingus chapter). In The Book of Lazarus, letters are used as a different form of identifier, mixing the notion of name and icon. I'm thinking of using letters as symbols of battling languages in the third book, matching up Yiddish and Latin on opposite pages, a flow of words, two stories, moving toward the spine, reflecting also the notion of a book as biomorphic object, as something with backbone. Thirdly, I mean "letters" in the sense of belle-lettres, proclaiming in my own perverse way my belief that writing is a defense of the highest standards of literacy and civility.
Book three will be my Paradiso, a story about heaven. All that I can say for now is that it will carry forward many if not all of the leitmotifs of the first two books: the presence of the Archangel Michael and Hank Williams; an alcoholic killer, part Catholic, part Jew, whose significant other is murdered; sexual perversion in a basement; a clerical trickster figure whom the protagonist meets on an airplane; the same organizational considerations, the book as a virtual document in the form of a farewell; a long poem to cap the work, and so forth.
I'm intrigued by this notion of the epistolary form embedding itself into the interiorized, time-released language-capsule of, say, the clown in The Alphabet Man or in The Book of Laz too, especially as evidenced in the diatribe written by Marty at the beginning of the book and that reads even more bizarre than The Unabomber Manifesto. Do you see a kind of sickness in what I'll call The American Psyche that is best expressed in the ur-forms of written language and that only certain writers or artists can pick up on? I'm thinking about something Cocteau once said about writing itself being a kind of sickness and, to stretch it a bit, that only certain writers, out of absolute necessity, can trigger the kind of mediumistic self-cleansing that a society needs to balance itself out. Would this be another high standard of activity for the one whose role is the composition of belle-lettres?
- The problem with answering yes to your question is that it plays into the hackneyed sixties notion of poet as shaman. But the answer is still a qualified yes. Writing is not a private exorcism of demons, however; it's a communal role, a form of citizenship, with another nod to Dante. And the act of writing is not a sickness at all: it's a form of doctoring, where the medicine is beauty. The proper focus of novel-writing is the mind, and the puncturing of the illusion that there is a coherence, other than spiritual, to the world we operate in. The essential wildness and chemical constituencies of human emotion, mitigated by plot and tamed by the necessity for rational and quintessentially selfless solutions, is where it's at for me. It is in this particular sense that writing is a ritual or cleansing activity: it is the most potent ritual that we have, and the staleness and inanition of the world culture, and its lack of perceptive writing, endanger our survival. A culture without proper ritual will certainly self-destruct. We see this as the operative notion within the global entertainment culture, with its nutritional and excremental channels. It was this week's news that archaeological DNA research reveals that for an extended time there were three distinct types of human on the planet, like brands of monkey: Neanderthal, Erectus and Cro-Magnon. They traded with each other, but they didn't fuck each other, and two of the three species didn't make it. The Neanderthals buried their dead with flowers. They had their rituals; but the rituals weren't powerful enough. They eventually went down.
The first two volumes, The Book of Laz and Alphabet Man, experiment with what I'd call "the visible word" -- that is, the material of the letters themselves are developed as "characters" (excuse the pun) by way of innovative typography and the way the print gets distributed over the page. There are also all sorts of photos, handwritten scrolls, totally black pages, etc., that suggest a connection with the visual art world which I know you have. Could you talk about how you integrate these features into your narrative structure and what connections, if any, you see between narrative & visual art? Between letters as transpaernt linguistic signs that are meant to lose the reader in the author's world and letters as material objects that an artist uses to create meaningful effects?
- Visual art is, in one sense, a form of subitization, which is the mind's ability to instantaneously gather information. This mental process in the visual realm, moving "into material," has a different vector from temporal embedding, the false sense of time, of being carried through the hours by narrative. It's vertical contrasted with horizontal effect. The reader moves in and out of the page, as well as across it. This movement in two directions at once creates a fifth dimension. Within this new volume, everything floats: plots, characterization, images, icons, letters, photos, an endless sentence, shards, thematic material like loosened DNA, because the mind is forced to register information on a momentary as well as on a continuous basis; so that, from a certain point of view, my novels appear as layered thought, depending on the page on which the eye is trained. If one is looking at a page that is simply black or blank, one receives the smallest conceivable amount of information, information that is literally nothing but context; if a single letter appears on a page, the amount of information increases significantly, because the letter is always iconic or phonetic. Then there are areas of "walk and talk", or photographs, or incantations, or songs, or whatever. In other words, each of these layers exists at its own depth, and has its own top and bottom, its own bandwith of meaning within this new, noetic space. At the end of each book and within each book are areas filled with poetry, the deepest and most propelling of forms. The disjunctive use of letters fits within this context like letters in alphabet soup. And overall there is a sense of seamlessness, because the various elements fit together snugly into the most conventional possible context: a story with a simple surface, with plot, plot twists, and nothing that doesn't contribute to the totality of meaning.
The plots in the first two volumes sometimes seem formulaic, as if the reader were being set-up for some well-rehearsed moment of resolution or closure. Keep them on the edge of their seats type of stuff, a kind of Hitchcockian trickery. But then there are all of these radical departures from what we all know to be normative narrative structure that bring us back to the artificial construction you as author are creating for us. This sort of practice is generally not accepted in the so-called "quality-lit" scene that dominates the mainstream publishing industry and, in many ways, would be easy enough to avoid (self-censorship disguised as smart editing), such that, it seems like, with your skills as a writer, you could just do away with the "radical" aspects and hone the more conservative side of your writing to the point of composing a book with even more commercial potential. But that's not your gig, is it? And assuming it isn't, how does this sort of position you're taking as an artist, to go against the dominant writing/publishing models, relate to the political battles some of your characters wage against the mainstream culture?
- My "gig" is to reach out to the most perceptive minds that I can, quality, not quantity. There is a small confraternity of starving souls in America, and that is my audience. I have nothing against conservative writing, by the way. There is no rule-book, and the rule-book that contains all the rules is as good a working model as any. I actually have great admiration for a simple tale that is told with style and finish (Chekhov for example is a favorite of mine) and a natural suspicion of the self-reflexive and self-consciously experimental, which smack to me in most cases of flatulence and ego. I just go where I have to go to do what I have to do. It's a calling, not an enterprise.
As far as the politics of my writing is concerned, I am quite simply an incendiary, which explains to an extent why, as a middle-age man, I am just beginning to reach an audience. I don't fit in and I don't want to fit in. I've never gone to a writer's conference, I've never applied for a grant, I've never had lunch with an editor. I've never had a mentor. No gravy trains or medallions. I do not consider myself to be a part of "literature," and I think that no true poet is. Poets have to create their own footpads.
The corporate culture demands corporate writers, in the same way that the academic culture demanded academic writers after WWI, which produced the carbuncles of Pound, Williams, Joyce, Eliot, and the moronic types who looked good on course-lists. Today, almost all serious writing is inept and wan. Where is a powerful style? Everybody is trembling snug in their niches. In poetry, it is free verse that is way too free, mixed metaphors that are way too mixed, and the fetor of utterance. Utterance is what swings from the belly of a cow. In the novel we have prose without music, an inability to create strong and indestructible structure, the metallic bones of plot and character. We have very very little. It's not only a cultural defect; but more frighteningly, it's an accumulation of individual defects. Most writers are cowards.
That's some pretty harsh criticism of the Modern Poetry canon. Would you put, say, H.D., Stevens, Moore, Crane, Olson and Ginsberg in the same "moronic" category? What were the redeeming qualities (if any) of the Modern Poetry movement? Is your work, in part, an attempt to challenge that canon or are you beyond that now, creating something that you think has no vital connection to the poetry produced in the first 60 years of this Century?
- I apologize for the hyperbole. And I wouldn't call the people on your list "moronic" by any stretch of the imagination, although I don't understand what can be squeezed from the work of H.D. or Charles Olson. As for the Modern Poetry movement, I have no desire to challenge it, and as a young man, I studied it carefully and learned from it, but modernism in all of the arts has been a relative failure--a tempest in a sea of half-filled teapots, and the literature of the period is unusually bad. Some work of great value has come from modernism obviously--for example, the strong history of post-war abstract painting in this country--but the positives are far outweighed by an over-arching impoverishment of individual talent. There is absolutely nothing wrong with the aesthetic, which is extremely interesting, but modernists, and especially the modern poets, just aren't particularly good at what they do. Going back to painting for example, Picasso and Matisse are far removed in abilities from the likes of Velasquez, Leonardo, Giotto, et alia, or even from the mass of painters who immediately preceded them. They are third-raters at best. We make knee-jerk excuses, as if we don't expect to have any Leonardo's prancing in our midst, but in a society as vibrant as our own, why have we lowered our expectations so? What is the explanation for this? I believe that a society creates its own geniuses. It demands artistic genius, because it needs artistic genius, and genius then appears. No demand, ergo no genius.
To answer the last part of your question, I build upon early twentieth-century modes from time to time, but I don't consider myself to be a post-modernist. My principal concerns have evolved from different ideas.
What role, if any, does absurdity play in the construction of your stories?
- Quite a bit, in both my novels and my poems, although it tends to be an overlay rather than an underlay. Existence isn't absurd. People are absurd.
Let's talk mechanics for a moment. A major section of the Book of Lazarus is a 70-page run-on sentence that is about as outrageously imaginative as I've ever read yet, again, very controlled so that even if reader senses that they're caught in the mad flow of a creative genius streaming language-consciousness into the story-structure, there is still this presence that dictates the need for this sentence to be there, to resonate with the rest of the mixed media that is embedded within the narrative. How did you go about creating this sentence? Is it improvised? Straight from the brain or part collage/appropriation?
- It's straight from the head, followed by a prodigious amount of editing. I mess with the notion of what a sentence is by creating a sentence on hormones, something that evolves on the basis of an indecipherable patterning, a multiplication and mutation process: there is a lateral accretion of elements, and yet it is impossible, because the sentence is in fact only a portion of a sentence, to determine whether this process is cyclical or linear. One senses that the fixations of the bemused, self-destructive narrator are becoming more extensive and complex within the structure, less clipped thought, more relational logic and story-telling, but I provide no evidence of where this is all going. The sentence is a brain-impacted monster, a form of syntactic biology.
Did you take all of the photos yourself and design the handwritten pages of the novel or is this part of a team-collaboration? Do you see a future, especially with developments on the Web, for more multi or mixed media collaborative-storytelling?
- There are three instances of others' participation in my book. The ransom note was written out by a child, Oliver Omura; the prostitute's New Year's resolutions are in the hand of my wife, Lisa Lyons; and design was a collaboration with Robert Jensen, who has worked with me on all my books, with the exception of my first, Tycoon Boy. The photos, drawings, other handwritings, all of the texts, and the conceptual layout of the book and each of the pages are mine.
As for your question about the Web, when we develop a new tool, such as Internet communication, we must ask ourselves what we're losing, because for all the fanciful jargon surrounding computers, or the advent of any other helpful mechanism for that matter, a tool is still a prosthetic device, pure and simple. It replaces something weak within us. Therefore, tools can render us much more vulnerable at depth than we need to be. This is the danger of the Web. We can make powerful ethereal fabrications in cyberspace, but we will have to adopt a rigorous discipline of sorts--by bonding with people in new ways, independent of computers-- before we can collaborate on-line successfully; we'll have to take the time to prepare ourselves properly for change. If we stumble forward, if we just try to work the machinery, we won't get very far.” – Interview with Mark Amerika

Richard Grossman’s web page


“Dangerous Characters” by Benjamin Kunkel

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